Advisor Group’s ALPS Active Equity Opportunity ETF RFFC Stock Holding History

Advisor Group’s Portfolio RFFC Stock Details RFFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.44M	Sell	40,442 -1,873	-4%	-$64K	0.01%	985
2019 Q3	$1.4M	Sell	42,315 -937	-2%	-$30.9K	0.01%	957
2019 Q2	$1.44M	Sell	43,252 -1,935	-4%	-$63.9K	0.01%	916
2019 Q1	$1.49M	Sell	45,187 -690	-2%	-$22.1K	0.01%	859
2018 Q4	$1.33M	Sell	45,877 -5,821	-11%	-$189K	0.01%	806
2018 Q3	$1.86M	Sell	51,698 -2,858	-5%	-$102K	0.02%	666
2018 Q2	$1.86M	Buy	54,556 +551	+1%	+$18.4K	0.03%	574
2018 Q1	$1.73M	Buy	54,005 +4,062	+8%	+$135K	0.02%	610
2017 Q4	$1.63M	Buy	49,943 +35,349	+242%	+$1.12M	0.02%	635
2017 Q3	$448K	Buy	14,594 +737	+5%	+$21.9K	0.01%	1278
2017 Q2	$409K	Buy	13,857 +10,160	+275%	+$294K	0.01%	1279
2017 Q1	$107K	Buy	+3,697	New	+$105K	﹤0.01%	2112

Other funds holding RFFC

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.88B AUM 29.07% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

ECA

Elevated Capital Advisors Sandy, Utah $397M AUM 11.67% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisor Group's RFFC Position: Q4 2019 in Review

Advisor Group reduced its ALPS Active Equity Opportunity ETF (RFFC) stake by 4.4% in Q4 2019, selling an estimated $64K and leaving 40,442 shares worth $1.44M. The position accounts for 0.01% of the portfolio, ranked #985.

Advisor Group first reported a position in RFFC in Q1 2017 and has held it in 12 quarters since. The position peaked at $1.86M in Q2 2018. 20 funds tracked by Wall St. Rank hold RFFC as of Q4 2019.

Advisor Group held 40,442 shares of ALPS Active Equity Opportunity ETF worth $1.44M as of Q4 2019.
Advisor Group sold 1,873 ALPS Active Equity Opportunity ETF shares in Q4 2019, an estimated $64K.
ALPS Active Equity Opportunity ETF made up 0.01% of Advisor Group's portfolio in Q4 2019, its #985 holding.
Advisor Group first reported a position in ALPS Active Equity Opportunity ETF in Q1 2017 and has held it in 12 quarters since.
Advisor Group's ALPS Active Equity Opportunity ETF position peaked at $1.86M in Q2 2018.
20 funds tracked by Wall St. Rank held ALPS Active Equity Opportunity ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.