ALPS REIT Dividend Dogs ETF
RDOG
32 hedge funds and large institutions have $20.5M invested in ALPS REIT Dividend Dogs ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.
200% more call options, than puts
Call options by funds: $15K | Put options by funds: $5K
83% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 6
75% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 4
10% more funds holding
Funds holding: 29 → 32 (+3)
1.8% less ownership
Funds ownership: 28.47% → 26.68% (-1.8%)
21% less capital invested
Capital invested by funds: $26M → $20.5M (-$5.51M)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$1.43M |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$818K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$811K |
| 4 |
VKH
Virtu KCG Holdings
New York
|
+$576K |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$393K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
Affinity Wealth Management
Wilmington,
Delaware
|
-$7.99M |
| 2 |
WPP
Whalerock Point Partners
Providence,
Rhode Island
|
-$365K |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$271K |
| 4 |
OC
Oarsman Capital
Milwaukee,
Wisconsin
|
-$203K |
| 5 |
CCM
Coldstream Capital Management
Bellevue,
Washington
|
-$116K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Creative Planning
Overland Park,
Kansas
| $17K | – | – | – |
|
|
GWM
27
Geneos Wealth Management
Englewood,
Colorado
| $14K | – | – | – |
|
28
Citigroup
New York
| $14K | +$544 | +13 | +4% |
|
|
SPIA
29
Steward Partners Investment Advisory
New York
| $2K | +$2.3K | +55 | New |
|
|
AIM
30
Advantage Investment Management
Cedar Rapids,
Iowa
| $1K | – | – | – |
|
|
AWM
31
Affinity Wealth Management
Wilmington,
Delaware
| – | -$7.99M | -177,377 | Closed |
|
|
WPP
32
Whalerock Point Partners
Providence,
Rhode Island
| – | -$365K | -13,000 | Closed |
|
|
CAN
33
Cetera Advisor Networks
El Segundo,
California
| – | -$271K | -6,010 | Closed |
|
|
OC
34
Oarsman Capital
Milwaukee,
Wisconsin
| – | -$203K | -4,508 | Closed |
|
35
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | +$42 | +1 | New |
|
RDOG Hedge Fund Activity: Q4 2016 in Review
32 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q4 2016, worth a combined $20.5M — down 21% from $26M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new RDOG positions and 4 closed out — a net gain of 3 holders — while 11 added to existing stakes and 6 trimmed.
The largest buyer was Jane Street, adding an estimated $1.43M. The largest seller was Affinity Wealth Management, exiting entirely with an estimated $7.99M sold.
- 32 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q4 2016, up from 29 in Q3 2016.
- Funds reported $20.5M of ALPS REIT Dividend Dogs ETF stock for Q4 2016, down 21% quarter-over-quarter.
- 7 funds opened new ALPS REIT Dividend Dogs ETF positions in Q4 2016 and 4 closed out, a net change of +3 holders.
- The largest ALPS REIT Dividend Dogs ETF buyer in Q4 2016 was Jane Street, an estimated $1.43M added.
- The largest ALPS REIT Dividend Dogs ETF seller in Q4 2016 was Affinity Wealth Management, an estimated $7.99M sold.
Based on aggregated 13F filings for Q4 2016.