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ALPS REIT Dividend Dogs ETF
RDOG

Overview Fund Activity

32 hedge funds and large institutions have $20.5M invested in ALPS REIT Dividend Dogs ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
11
Reduced
6
Closed
4
Calls
$15K
Puts
$5K
Net Calls
+$10K
Net Calls Change
-$39K

Top Buyers

1
Jane Street
Jane Street
New York
+$1.43M
2
UBS Group
UBS Group
Switzerland
+$815K
3
Bank of America
Bank of America
North Carolina
+$808K
4
VKH
Virtu KCG Holdings
New York
+$574K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$391K

Top Sellers

1
AWM
Affinity Wealth Management
Delaware
-$7.99M
2
WPP
Whalerock Point Partners
Rhode Island
-$365K
3
CAN
Cetera Advisor Networks
California
-$271K
4
OC
Oarsman Capital
Wisconsin
-$203K
5
CCM
Coldstream Capital Management
Washington
-$116K
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$17K – – –
GWM
27
Geneos Wealth Management
Colorado
$14K – – –
Citigroup
28
Citigroup
New York
$14K +$547 +13 +4%
SPIA
29
Steward Partners Investment Advisory
New York
$2K +$2K +55 New
AIM
30
Advantage Investment Management
Iowa
$1K – – –
AWM
31
Affinity Wealth Management
Delaware
– -$7.99M -177,377 Closed
WPP
32
Whalerock Point Partners
Rhode Island
– -$365K -13,000 Closed
CAN
33
Cetera Advisor Networks
California
– -$271K -6,010 Closed
OC
34
Oarsman Capital
Wisconsin
– -$203K -4,508 Closed
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