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ALPS REIT Dividend Dogs ETF

31 hedge funds and large institutions have $21.8M invested in ALPS REIT Dividend Dogs ETF in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 5

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

4% more capital invested

Capital invested by funds: $21M → $21.8M (+$790K)

0.35% more ownership

Funds ownership: 22.43%22.78% (+0.35%)

3% less funds holding

Funds holding: 3231 (-1)

11% less call options, than puts

Call options by funds: $618K | Put options by funds: $693K

Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
5
Closed
5
Calls
$618K
Puts
$693K
Net Calls
-$75K
Net Calls Change
+$8.47M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.53M +$1.03M +23,899 +30%
Wells Fargo
2
Wells Fargo
California
$3.09M -$12.6K -294 -0.4%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$2.07M
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.85M +$496K +11,555 +37%
Jane Street
5
Jane Street
New York
$1.52M +$609K +14,188 +69%
Bank of America
6
Bank of America
North Carolina
$1.45M +$143K +3,323 +11%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.42M +$885K +20,623 +173%
VKH
8
Virtu KCG Holdings
New York
$1.35M +$640K +14,906 +92%
Ameriprise
9
Ameriprise
Minnesota
$717K +$50.3K +1,173 +8%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$619K +$4.5K +105 +0.7%
UBS Group
11
UBS Group
Switzerland
$490K +$483K +11,263 New
US Bancorp
12
US Bancorp
Minnesota
$435K
CCM
13
Coldstream Capital Management
Washington
$424K +$14.6K +341 +4%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$381K
IB
15
Intrust Bank
Kansas
$304K
NFG
16
Next Financial Group
Texas
$262K
OC
17
Oarsman Capital
Wisconsin
$214K -$2.57K -60 -1%
GT
18
Glenmede Trust
Pennsylvania
$152K +$150K +3,500 New
AIG
19
American International Group
New York
$145K +$12K +279 +9%
MFS
20
MSI Financial Services
Massachusetts
$111K -$4.29K -100 -4%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$73K +$12.9K +300 +22%
JIC
22
Joel Isaacson & Co
New York
$56K +$343 +8 +0.6%
NPC
23
National Planning Corporation
California
$39.9K +$38.4K +894 New
PSI
24
Pinnacle Summer Investments
Virginia
$24K -$26.3K -613 -54%
Creative Planning
25
Creative Planning
Kansas
$24K

RDOG Hedge Fund Activity: Q4 2014 in Review

31 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q4 2014, worth a combined $21.8M — up 3.8% from $21M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RDOG positions and 5 closed out — a net gain of 1 holder — while 13 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.03M. The largest seller was Cetera Advisors, exiting entirely with an estimated $3.46M sold.

  • 31 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q4 2014, down from 32 in Q3 2014.
  • Funds reported $21.8M of ALPS REIT Dividend Dogs ETF stock for Q4 2014, up 3.8% quarter-over-quarter.
  • 6 funds opened new ALPS REIT Dividend Dogs ETF positions in Q4 2014 and 5 closed out, a net change of +1 holder.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q4 2014 was Morgan Stanley, an estimated $1.03M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q4 2014 was Cetera Advisors, an estimated $3.46M sold.

Based on aggregated 13F filings for Q4 2014.