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ALPS REIT Dividend Dogs ETF
RDOG

Overview Fund Activity

32 hedge funds and large institutions have $36.7M invested in ALPS REIT Dividend Dogs ETF in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
12
Reduced
12
Closed
5
Calls
–
Puts
$8K
Net Calls
-$8K
Net Calls Change
-$8K

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.11M
2
CA
2
Cetera Advisors
Colorado
$2.54M
3
US Bancorp
3
US Bancorp
Minnesota
$392K
4
BTS
4
BB&T Securities
Virginia
$2.92M
5
Ameriprise
5
Ameriprise
Minnesota
$536K

Top Sellers

1
Jane Street
1
Jane Street
New York
$1.48M
2
VFP
2
Verus Financial Partners
Virginia
$2.97M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$796K
4
Morgan Stanley
4
Morgan Stanley
New York
$6.91M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$2.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.91M -$427K -10,895 -6%
RJA
2
Raymond James & Associates
Florida
$3.32M +$26K +664 +0.8%
Wells Fargo
3
Wells Fargo
California
$3.13M -$214K -5,452 -6%
VFP
4
Verus Financial Partners
Virginia
$2.97M -$672K -17,156 -18%
BTS
5
BB&T Securities
Virginia
$2.92M +$368K +939 +14%
CA
6
Cetera Advisors
Colorado
$2.54M +$536K +13,707 +27%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$2.34M -$384K -9,800 -14%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.11M +$2.11M +53,800 New
Bank of America
9
Bank of America
North Carolina
$1.99M -$122K -3,115 -6%
Jane Street
10
Jane Street
New York
$1.48M -$1.05M -26,691 -41%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.25M +$84.9K +2,167 +7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$796K -$450K -11,488 -36%
SI
13
Stephens Inc
Arkansas
$585K -$33.2K -848 -5%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$551K +$196 +5 +0%
Ameriprise
15
Ameriprise
Minnesota
$536K +$288K +7,363 +117%
CCM
16
Coldstream Capital Management
Washington
$469K +$86.8K +2,216 +23%
U
17
UBS
Switzerland
$433K -$193K -4,938 -31%
US Bancorp
18
US Bancorp
Minnesota
$392K +$392K +10,000 New
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$343K +$51.6K +1,317 +18%
HighTower Advisors
20
HighTower Advisors
Illinois
$317K -$13.9K -355 -4%
IB
21
Intrust Bank
Kansas
$274K – – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$248K +$211K +5,396 +576%
NPC
23
National Planning Corporation
California
$226K +$226K +5,751 New
OC
24
Oarsman Capital
Wisconsin
$215K -$3.48K -89 -2%
PSI
25
Pinnacle Summer Investments
Virginia
$98K -$90.3K -2,316 -48%
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