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ALPS REIT Dividend Dogs ETF

32 hedge funds and large institutions have $36.7M invested in ALPS REIT Dividend Dogs ETF in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.43% more ownership

Funds ownership: 31.79%32.22% (+0.43%)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

2% less capital invested

Capital invested by funds: $37.3M → $36.7M (-$619K)

3% less funds holding

Funds holding: 3332 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $8K

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
12
Reduced
12
Closed
5
Calls
Puts
$8K
Net Calls
-$8K
Net Calls Change
-$8K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.91M -$435K -10,895 -6%
RJA
2
Raymond James & Associates
Florida
$3.32M +$26.5K +664 +0.8%
Wells Fargo
3
Wells Fargo
California
$3.13M -$218K -5,452 -6%
VFP
4
Verus Financial Partners
Virginia
$2.97M -$685K -17,156 -18%
BTS
5
BB&T Securities
Virginia
$2.92M +$37.5K +939 +14%
CA
6
Cetera Advisors
Colorado
$2.54M +$548K +13,707 +27%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$2.34M -$391K -9,800 -14%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.11M +$2.15M +53,800 New
Bank of America
9
Bank of America
North Carolina
$1.99M -$124K -3,115 -6%
Jane Street
10
Jane Street
New York
$1.48M -$1.07M -26,691 -41%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.25M +$86.6K +2,167 +7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$796K -$459K -11,488 -36%
SI
13
Stephens Inc
Arkansas
$585K -$33.9K -848 -5%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$551K +$200 +5 +0%
Ameriprise
15
Ameriprise
Minnesota
$536K +$294K +7,363 +117%
CCM
16
Coldstream Capital Management
Washington
$469K +$88.5K +2,216 +23%
U
17
UBS
Switzerland
$433K -$197K -4,938 -31%
US Bancorp
18
US Bancorp
Minnesota
$392K +$399K +10,000 New
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$343K +$52.6K +1,317 +18%
HighTower Advisors
20
HighTower Advisors
Illinois
$317K -$14.2K -355 -4%
IB
21
Intrust Bank
Kansas
$274K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$248K +$216K +5,396 +576%
NPC
23
National Planning Corporation
California
$226K +$230K +5,751 New
OC
24
Oarsman Capital
Wisconsin
$215K -$3.56K -89 -2%
PSI
25
Pinnacle Summer Investments
Virginia
$98K -$92.5K -2,316 -48%

RDOG Hedge Fund Activity: Q4 2013 in Review

32 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q4 2013, worth a combined $36.7M — down 1.7% from $37.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of RDOG and 4 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 12 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.15M. The largest seller was Jane Street, cutting an estimated $1.07M.

  • 32 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q4 2013, down from 33 in Q3 2013.
  • Funds reported $36.7M of ALPS REIT Dividend Dogs ETF stock for Q4 2013, down 1.7% quarter-over-quarter.
  • 4 funds opened new ALPS REIT Dividend Dogs ETF positions in Q4 2013 and 5 closed out, a net change of -1 holder.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q4 2013 was Susquehanna International Group, an estimated $2.15M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q4 2013 was Jane Street, an estimated $1.07M sold.

Based on aggregated 13F filings for Q4 2013.