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ALPS REIT Dividend Dogs ETF

30 hedge funds and large institutions have $26M invested in ALPS REIT Dividend Dogs ETF in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more call options, than puts

Call options by funds: $372K | Put options by funds: $323K

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3% less capital invested

Capital invested by funds: $26.8M → $26M (-$879K)

1.02% less ownership

Funds ownership: 26.23%25.22% (-1%)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
11
Closed
4
Calls
$372K
Puts
$323K
Net Calls
+$49K
Net Calls Change
+$226K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.88M -$737K -17,544 -16%
RJA
2
Raymond James & Associates
Florida
$3.74M +$73.2K +1,744 +2%
CA
3
Cetera Advisors
Colorado
$3.32M +$277K +6,603 +9%
Wells Fargo
4
Wells Fargo
California
$2.92M -$214K -5,104 -7%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$2.04M +$84K +2,000 +4%
Bank of America
6
Bank of America
North Carolina
$1.44M +$41K +977 +3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.4M -$71.6K -1,706 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.07M -$826K -19,678 -44%
VKH
9
Virtu KCG Holdings
New York
$778K +$56.6K +1,348 +8%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$609K +$3.99K +95 +0.7%
Ameriprise
11
Ameriprise
Minnesota
$582K -$1.51K -36 -0.3%
SI
12
Stephens Inc
Arkansas
$523K -$7.22K -172 -1%
U
13
UBS
Switzerland
$516K -$107K -2,557 -18%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$511K
CCM
15
Coldstream Capital Management
Washington
$433K -$14.8K -353 -3%
US Bancorp
16
US Bancorp
Minnesota
$429K
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$376K
IB
18
Intrust Bank
Kansas
$300K
NFG
19
Next Financial Group
Texas
$257K +$253K +6,025 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$252K -$34.2K -815 -12%
OC
21
Oarsman Capital
Wisconsin
$224K
WA
22
WFG Advisors
Texas
$94K -$9.57K -228 -9%
AIG
23
American International Group
New York
$92.2K +$11.7K +278 +15%
MFS
24
MSI Financial Services
Massachusetts
$59K
PSI
25
Pinnacle Summer Investments
Virginia
$49K -$11.3K -269 -19%

RDOG Hedge Fund Activity: Q2 2014 in Review

30 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q2 2014, worth a combined $26M — down 3.3% from $26.8M a quarter earlier.

Fund positioning in RDOG was balanced in Q2 2014: 4 funds opened new positions, 4 closed out, 8 added to existing stakes and 11 trimmed.

The largest buyer was Cetera Advisors, adding an estimated $277K. The largest seller was Royal Bank of Canada, cutting an estimated $826K.

  • 30 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q2 2014, unchanged from Q1 2014.
  • Funds reported $26M of ALPS REIT Dividend Dogs ETF stock for Q2 2014, down 3.3% quarter-over-quarter.
  • 4 funds opened new ALPS REIT Dividend Dogs ETF positions in Q2 2014 and 4 closed out, a net change of 0 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q2 2014 was Cetera Advisors, an estimated $277K added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q2 2014 was Royal Bank of Canada, an estimated $826K sold.

Based on aggregated 13F filings for Q2 2014.