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ALPS REIT Dividend Dogs ETF
RDOG

Overview Fund Activity

32 hedge funds and large institutions have $37.2M invested in ALPS REIT Dividend Dogs ETF in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.8%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
13
Reduced
6
Closed
4
Calls
$37K
Puts
$4K
Net Calls
+$33K
Net Calls Change
-$8K

Top Buyers

1
DekaBank Deutsche Girozentrale
DekaBank Deutsche Girozentrale
Germany
$13.6M
2
MFS
Madrona Financial Services
Washington
$3.52M
3
Bank of America
Bank of America
North Carolina
$2.41M
4
LPL Financial
LPL Financial
California
$216K
5
UBS Group
UBS Group
Switzerland
$952K

Top Sellers

1
Jane Street
Jane Street
New York
$1.37M
2
Citadel Advisors
Citadel Advisors
Florida
$310K
3
Wells Fargo
Wells Fargo
California
$2.48M
4
Morgan Stanley
Morgan Stanley
New York
$604K
5
NA
NewEdge Advisors
Louisiana
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DekaBank Deutsche Girozentrale
1
DekaBank Deutsche Girozentrale
Germany
$13.6M +$359K +1,800 +3%
LC
2
Landaas & Company
Wisconsin
$4.98M +$4.98M +112,581 New
MFS
3
Madrona Financial Services
Washington
$3.52M +$226K +5,110 +7%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$2.66M – – –
Wells Fargo
5
Wells Fargo
California
$2.48M -$1.57M -35,493 -39%
Bank of America
6
Bank of America
North Carolina
$2.41M +$223K +5,043 +10%
Jane Street
7
Jane Street
New York
$1.37M -$3.17M -71,723 -70%
UBS Group
8
UBS Group
Switzerland
$952K +$162K +3,667 +21%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$764K +$44 +1 +0%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$609K – – –
Morgan Stanley
11
Morgan Stanley
New York
$604K -$289K -6,538 -32%
RJA
12
Raymond James & Associates
Florida
$499K -$9.21K -208 -2%
CFD
13
Creative Financial Designs
Indiana
$453K +$25.2K +571 +6%
CFA
14
Cahill Financial Advisors
Minnesota
$369K +$27.1K +612 +8%
Citadel Advisors
15
Citadel Advisors
Florida
$310K -$1.6M -36,218 -84%
CWM
16
Cranbrook Wealth Management
Michigan
$292K +$1.68K +74 +0.6%
IB
17
Intrust Bank
Kansas
$265K – – –
CCM
18
Coldstream Capital Management
Washington
$220K -$71.7K -1,621 -25%
LPL Financial
19
LPL Financial
California
$216K +$216K +4,893 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$150K +$35.8K +808 +31%
AG
21
Advisor Group
Arizona
$140K +$264 +6 +0.2%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$117K – – –
AFNAS
23
American Financial Network Advisory Services
California
$74K +$74K +1,673 New
CFA
24
Carroll Financial Associates
North Carolina
$53K +$221 +5 +0.4%
IA
25
IFP Advisors
Florida
$33K – – –
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