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ALPS REIT Dividend Dogs ETF

32 hedge funds and large institutions have $20.5M invested in ALPS REIT Dividend Dogs ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more call options, than puts

Call options by funds: $15K | Put options by funds: $5K

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

10% more funds holding

Funds holding: 2932 (+3)

1.8% less ownership

Funds ownership: 28.47%26.68% (-1.8%)

21% less capital invested

Capital invested by funds: $26M → $20.5M (-$5.51M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
11
Reduced
6
Closed
4
Calls
$15K
Puts
$5K
Net Calls
+$10K
Net Calls Change
-$39K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$3.67M +$56.4K +1,348 +2%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$2.51M
Bank of America
3
Bank of America
North Carolina
$2.4M +$811K +19,399 +51%
Jane Street
4
Jane Street
New York
$2.24M +$1.43M +34,237 +176%
MFS
5
Madrona Financial Services
Washington
$1.72M -$10.6K -254 -0.6%
UBS Group
6
UBS Group
Switzerland
$1.34M +$818K +19,557 +154%
Morgan Stanley
7
Morgan Stanley
New York
$970K -$115K -2,740 -11%
DekaBank Deutsche Girozentrale
8
DekaBank Deutsche Girozentrale
Germany
$886K +$125K +3,000 +9%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$719K
VKH
10
Virtu KCG Holdings
New York
$574K +$576K +13,782 New
RJA
11
Raymond James & Associates
Florida
$471K +$3.47K +83 +0.7%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$470K -$70.3K -1,680 -13%
CCM
13
Coldstream Capital Management
Washington
$398K -$116K -2,778 -23%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$391K +$393K +9,387 New
CFD
15
Creative Financial Designs
Indiana
$332K +$333K +7,972 New
CFA
16
Cahill Financial Advisors
Minnesota
$306K +$37.4K +894 +14%
IB
17
Intrust Bank
Kansas
$250K
TSS
18
Two Sigma Securities
New York
$214K +$214K +5,125 New
MFS
19
MSI Financial Services
Massachusetts
$158K +$2.09K +50 +1%
AG
20
Advisor Group
Arizona
$141K -$19.6K -468 -12%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$111K +$111K +2,656 New
CFA
22
Carroll Financial Associates
North Carolina
$49K +$335 +8 +0.7%
IA
23
IFP Advisors
Florida
$42K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$35K -$753 -18 -2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$28K +$8.74K +209 +44%

RDOG Hedge Fund Activity: Q4 2016 in Review

32 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q4 2016, worth a combined $20.5M — down 21% from $26M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RDOG positions and 4 closed out — a net gain of 3 holders — while 11 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, adding an estimated $1.43M. The largest seller was Affinity Wealth Management, exiting entirely with an estimated $7.99M sold.

  • 32 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q4 2016, up from 29 in Q3 2016.
  • Funds reported $20.5M of ALPS REIT Dividend Dogs ETF stock for Q4 2016, down 21% quarter-over-quarter.
  • 7 funds opened new ALPS REIT Dividend Dogs ETF positions in Q4 2016 and 4 closed out, a net change of +3 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q4 2016 was Jane Street, an estimated $1.43M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q4 2016 was Affinity Wealth Management, an estimated $7.99M sold.

Based on aggregated 13F filings for Q4 2016.