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ALPS REIT Dividend Dogs ETF

25 hedge funds and large institutions have $25.5M invested in ALPS REIT Dividend Dogs ETF in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

40% more call options, than puts

Call options by funds: $810K | Put options by funds: $578K

17% more capital invested

Capital invested by funds: $21.8M → $25.5M (+$3.66M)

2.17% more ownership

Funds ownership: 22.78%24.95% (+2.2%)

19% less funds holding

Funds holding: 3125 (-6)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
25
Holders Change
-6
Holders Change %
-19.35%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
11
Reduced
6
Closed
7
Calls
$810K
Puts
$578K
Net Calls
+$232K
Net Calls Change
+$307K
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Affinity Wealth Management
Delaware
$7.77M +$7.82M +171,439 New
Morgan Stanley
2
Morgan Stanley
New York
$4.63M -$90.7K -1,987 -2%
Wells Fargo
3
Wells Fargo
California
$3.63M +$417K +9,149 +13%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$2.73M +$576K +12,627 +27%
Bank of America
5
Bank of America
North Carolina
$1.1M -$416K -9,111 -27%
Ameriprise
6
Ameriprise
Minnesota
$872K +$125K +2,738 +17%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$834K +$190K +4,156 +29%
CCM
8
Coldstream Capital Management
Washington
$776K +$336K +7,355 +75%
UBS Group
9
UBS Group
Switzerland
$513K +$2.56K +56 +0.5%
US Bancorp
10
US Bancorp
Minnesota
$453K
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$405K -$1.08M -23,615 -73%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$402K +$4.56K +100 +1%
IB
13
Intrust Bank
Kansas
$317K
NFG
14
Next Financial Group
Texas
$273K
OC
15
Oarsman Capital
Wisconsin
$214K -$9.08K -199 -4%
AIG
16
American International Group
New York
$172K +$21K +460 +14%
MFS
17
MSI Financial Services
Massachusetts
$133K +$17.8K +390 +15%
JIC
18
Joel Isaacson & Co
New York
$59K +$547 +12 +0.9%
Citigroup
19
Citigroup
New York
$43K +$32.3K +709 +291%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$37K -$39.4K -863 -52%
Creative Planning
21
Creative Planning
Kansas
$26K
PSI
22
Pinnacle Summer Investments
Virginia
$24K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$13K -$1.93M -42,339 -99%
GWM
24
Gupta Wealth Management
California
$10K +$10.5K +230 New
Jane Street
25
Jane Street
New York
-$1.52M -34,900 Closed

RDOG Hedge Fund Activity: Q1 2015 in Review

25 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q1 2015, worth a combined $25.5M — up 17% from $21.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RDOG and 2 opened new positions — a net loss of 5 holders — while 6 trimmed existing stakes and 11 added.

The largest buyer was Affinity Wealth Management, opening a new position worth an estimated $7.82M. The largest seller was Royal Bank of Canada, cutting an estimated $1.93M.

  • 25 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q1 2015, down from 31 in Q4 2014.
  • Funds reported $25.5M of ALPS REIT Dividend Dogs ETF stock for Q1 2015, up 17% quarter-over-quarter.
  • 2 funds opened new ALPS REIT Dividend Dogs ETF positions in Q1 2015 and 7 closed out, a net change of -5 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q1 2015 was Affinity Wealth Management, an estimated $7.82M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q1 2015 was Royal Bank of Canada, an estimated $1.93M sold.

Based on aggregated 13F filings for Q1 2015.