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ALPS REIT Dividend Dogs ETF

29 hedge funds and large institutions have $26M invested in ALPS REIT Dividend Dogs ETF in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

204% more call options, than puts

Call options by funds: $73K | Put options by funds: $24K

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

3.15% less ownership

Funds ownership: 31.63%28.47% (-3.2%)

6% less funds holding

Funds holding: 3129 (-2)

11% less capital invested

Capital invested by funds: $29.3M → $26M (-$3.36M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
29
Holders Change
-2
Holders Change %
-6.45%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
10
Reduced
10
Closed
5
Calls
$73K
Puts
$24K
Net Calls
+$49K
Net Calls Change
-$2K
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Affinity Wealth Management
Delaware
$7.99M -$116K -2,543 -1%
Wells Fargo
2
Wells Fargo
California
$3.9M +$249K +5,442 +7%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$2.71M
MFS
4
Madrona Financial Services
Washington
$1.87M -$127K -2,778 -6%
Bank of America
5
Bank of America
North Carolina
$1.72M +$16.3K +355 +0.9%
Morgan Stanley
6
Morgan Stanley
New York
$1.17M -$211K -4,604 -15%
Jane Street
7
Jane Street
New York
$876K -$103K -2,244 -10%
DekaBank Deutsche Girozentrale
8
DekaBank Deutsche Girozentrale
Germany
$802K -$1.65M -36,000 -52%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$777K -$63.7K -1,391 -7%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$589K +$36.6K +800 +7%
UBS Group
11
UBS Group
Switzerland
$571K +$246K +5,368 +73%
CCM
12
Coldstream Capital Management
Washington
$555K -$106K -2,313 -16%
RJA
13
Raymond James & Associates
Florida
$505K -$352K -7,682 -41%
WPP
14
Whalerock Point Partners
Rhode Island
$365K +$595K +13,000 New
CFA
15
Cahill Financial Advisors
Minnesota
$290K +$19.9K +435 +7%
CAN
16
Cetera Advisor Networks
California
$271K +$275K +6,010 New
IB
17
Intrust Bank
Kansas
$270K
OC
18
Oarsman Capital
Wisconsin
$203K -$7.78K -170 -4%
AG
19
Advisor Group
Arizona
$173K +$458 +10 +0.3%
MFS
20
MSI Financial Services
Massachusetts
$168K -$17.5K -383 -9%
CFA
21
Carroll Financial Associates
North Carolina
$52K +$183 +4 +0.3%
IA
22
IFP Advisors
Florida
$45K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$39K +$1.19K +26 +3%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$21K +$5.54K +121 +35%
Creative Planning
25
Creative Planning
Kansas
$19K

RDOG Hedge Fund Activity: Q3 2016 in Review

29 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q3 2016, worth a combined $26M — down 11% from $29.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of RDOG and 3 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 10 added.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $275K. The largest seller was DekaBank Deutsche Girozentrale, cutting an estimated $1.65M.

  • 29 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q3 2016, down from 31 in Q2 2016.
  • Funds reported $26M of ALPS REIT Dividend Dogs ETF stock for Q3 2016, down 11% quarter-over-quarter.
  • 3 funds opened new ALPS REIT Dividend Dogs ETF positions in Q3 2016 and 5 closed out, a net change of -2 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q3 2016 was Cetera Advisor Networks, an estimated $275K added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q3 2016 was DekaBank Deutsche Girozentrale, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2016.