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ALPS REIT Dividend Dogs ETF

34 hedge funds and large institutions have $40.1M invested in ALPS REIT Dividend Dogs ETF in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

6% more funds holding

Funds holding: 3234 (+2)

0.69% more ownership

Funds ownership: 69.92%70.61% (+0.69%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less call options, than puts

Call options by funds: $1.94M | Put options by funds: $2.23M

21% less capital invested

Capital invested by funds: $50.7M → $40.1M (-$10.6M)

54% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 13

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
6
Reduced
13
Closed
5
Calls
$1.94M
Puts
$2.23M
Net Calls
-$290K
Net Calls Change
-$1.43M
Name Holding Trade Value Shares
Change
Change in
Stake
DekaBank Deutsche Girozentrale
1
DekaBank Deutsche Girozentrale
Germany
$20.7M +$1.1M +25,755 +7%
LC
2
Landaas & Company
Wisconsin
$3.76M -$111K -2,603 -3%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$2.43M
Jane Street
4
Jane Street
New York
$2.13M -$235K -5,501 -10%
Wells Fargo
5
Wells Fargo
California
$1.56M -$465K -10,866 -22%
CS
6
Credit Suisse
Switzerland
$1.3M +$1.35M +31,564 New
MFS
7
Madrona Financial Services
Washington
$1.05M -$99.1K -2,316 -8%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$839K -$81K -1,893 -8%
Citadel Advisors
9
Citadel Advisors
Florida
$656K -$954K -22,312 -58%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$635K
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$596K
CFA
12
Cahill Financial Advisors
Minnesota
$587K -$7.57K -177 -1%
DSA
13
Droms Strauss Advisors
Missouri
$547K +$569K +13,296 New
Morgan Stanley
14
Morgan Stanley
New York
$429K -$16.9K -395 -4%
RJA
15
Raymond James & Associates
Florida
$422K -$18.9K -443 -4%
Bank of America
16
Bank of America
North Carolina
$398K -$278K -6,497 -40%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$393K +$90.4K +2,113 +28%
UBS Group
18
UBS Group
Switzerland
$371K -$10.3K -241 -3%
LPL Financial
19
LPL Financial
California
$301K +$12.2K +285 +4%
CWM
20
Cranbrook Wealth Management
Michigan
$258K +$3.04K +71 +0.6%
FI
21
Financial Insights
Washington
$210K +$197K +4,608 New
Citigroup
22
Citigroup
New York
$164K -$182K -4,250 -52%
AG
23
Advisor Group
Arizona
$150K +$42.2K +987 +37%
CFA
24
Carroll Financial Associates
North Carolina
$50K
IA
25
IFP Advisors
Florida
$31K

RDOG Hedge Fund Activity: Q4 2018 in Review

34 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q4 2018, worth a combined $40.1M — down 21% from $50.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RDOG positions and 5 closed out — a net gain of 2 holders — while 6 added to existing stakes and 13 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $1.35M. The largest seller was Citadel Advisors, cutting an estimated $954K.

  • 34 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q4 2018, up from 32 in Q3 2018.
  • Funds reported $40.1M of ALPS REIT Dividend Dogs ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 7 funds opened new ALPS REIT Dividend Dogs ETF positions in Q4 2018 and 5 closed out, a net change of +2 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q4 2018 was Credit Suisse, an estimated $1.35M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q4 2018 was Citadel Advisors, an estimated $954K sold.

Based on aggregated 13F filings for Q4 2018.