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ALPS REIT Dividend Dogs ETF
RDOG

Overview Fund Activity

33 hedge funds and large institutions have $37.3M invested in ALPS REIT Dividend Dogs ETF in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 2 closing their positions.

Holders
33
Holders Change
–
Holders Change %
0%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
14
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$2.78M
2
Jane Street
2
Jane Street
New York
$2.58M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.27M
4
RJA
4
Raymond James & Associates
Florida
$3.37M
5
PSI
5
Pinnacle Summer Investments
Virginia
$193K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.49M
2
U
2
UBS
Switzerland
$640K
3
Wells Fargo
3
Wells Fargo
California
$3.42M
4
Bank of America
4
Bank of America
North Carolina
$2.15M
5
SI
5
Stephens Inc
Arkansas
$631K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.49M -$2.26M -56,402 -23%
VFP
2
Verus Financial Partners
Virginia
$3.72M -$12.3K -308 -0.3%
Wells Fargo
3
Wells Fargo
California
$3.42M -$216K -5,402 -6%
RJA
4
Raymond James & Associates
Florida
$3.37M +$242K +6,059 +8%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$2.78M +$1.56M +39,100 +128%
BTS
6
BB&T Securities
Virginia
$2.61M +$184K +461 +8%
Jane Street
7
Jane Street
New York
$2.58M +$1.28M +32,085 +99%
Bank of America
8
Bank of America
North Carolina
$2.15M -$204K -5,109 -9%
CA
9
Cetera Advisors
Colorado
$2.05M -$10.1K -252 -0.5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.27M +$700K +17,494 +122%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.19M +$61K +1,524 +5%
U
12
UBS
Switzerland
$640K -$228K -5,707 -26%
SI
13
Stephens Inc
Arkansas
$631K -$163K -4,081 -21%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$563K +$2.64K +66 +0.5%
CCM
15
Coldstream Capital Management
Washington
$390K +$39.8K +995 +11%
HighTower Advisors
16
HighTower Advisors
Illinois
$338K -$35.6K -892 -10%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$298K – – –
IB
18
Intrust Bank
Kansas
$280K – – –
KeyBank National Association
19
KeyBank National Association
Ohio
$275K – – –
Ameriprise
20
Ameriprise
Minnesota
$253K +$37.7K +941 +18%
LPL Financial
21
LPL Financial
California
$251K +$1.26K +31 +0.5%
OC
22
Oarsman Capital
Wisconsin
$224K -$2.2K -55 -1%
PSI
23
Pinnacle Summer Investments
Virginia
$193K +$193K +4,829 New
WA
24
WFG Advisors
Texas
$94K +$35.2K +880 +60%
AIG
25
American International Group
New York
$64K +$4K +100 +7%
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