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ALPS REIT Dividend Dogs ETF

33 hedge funds and large institutions have $37.3M invested in ALPS REIT Dividend Dogs ETF in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

12% more capital invested

Capital invested by funds: $33.2M → $37.3M (+$4.08M)

0% more funds holding

Funds holding: 3333 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

15.34% less ownership

Funds ownership: 47.13%31.79% (-15%)

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
14
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.49M -$2.25M -56,402 -23%
VFP
2
Verus Financial Partners
Virginia
$3.72M -$12.3K -308 -0.3%
Wells Fargo
3
Wells Fargo
California
$3.42M -$215K -5,402 -6%
RJA
4
Raymond James & Associates
Florida
$3.37M +$241K +6,059 +8%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$2.78M +$1.56M +39,100 +128%
BTS
6
BB&T Securities
Virginia
$2.61M +$18.4K +461 +8%
Jane Street
7
Jane Street
New York
$2.58M +$1.28M +32,085 +99%
Bank of America
8
Bank of America
North Carolina
$2.15M -$204K -5,109 -9%
CA
9
Cetera Advisors
Colorado
$2.04M -$10K -252 -0.5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.27M +$697K +17,494 +122%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.19M +$60.7K +1,524 +5%
U
12
UBS
Switzerland
$640K -$227K -5,707 -26%
SI
13
Stephens Inc
Arkansas
$631K -$163K -4,081 -21%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$563K +$2.63K +66 +0.5%
CCM
15
Coldstream Capital Management
Washington
$390K +$39.7K +995 +11%
HighTower Advisors
16
HighTower Advisors
Illinois
$338K -$35.6K -892 -10%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$298K
IB
18
Intrust Bank
Kansas
$280K
KeyBank National Association
19
KeyBank National Association
Ohio
$275K
Ameriprise
20
Ameriprise
Minnesota
$253K +$37.5K +941 +18%
LPL Financial
21
LPL Financial
California
$251K +$1.24K +31 +0.5%
OC
22
Oarsman Capital
Wisconsin
$224K -$2.19K -55 -1%
PSI
23
Pinnacle Summer Investments
Virginia
$193K +$192K +4,829 New
WA
24
WFG Advisors
Texas
$94K +$35.1K +880 +60%
AIG
25
American International Group
New York
$64K +$3.99K +100 +7%

RDOG Hedge Fund Activity: Q3 2013 in Review

33 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q3 2013, worth a combined $37.3M — up 12% from $33.2M a quarter earlier.

Fund positioning in RDOG was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 14 added to existing stakes and 10 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $1.56M. The largest seller was Morgan Stanley, cutting an estimated $2.25M.

  • 33 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $37.3M of ALPS REIT Dividend Dogs ETF stock for Q3 2013, up 12% quarter-over-quarter.
  • 2 funds opened new ALPS REIT Dividend Dogs ETF positions in Q3 2013 and 2 closed out, a net change of 0 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q3 2013 was PNC Financial Services Group, an estimated $1.56M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q3 2013 was Morgan Stanley, an estimated $2.25M sold.

Based on aggregated 13F filings for Q3 2013.