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ALPS REIT Dividend Dogs ETF

32 hedge funds and large institutions have $50.7M invested in ALPS REIT Dividend Dogs ETF in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more call options, than puts

Call options by funds: $4.58M | Put options by funds: $3.43M

9% more capital invested

Capital invested by funds: $46.7M → $50.7M (+$4.01M)

0.42% more ownership

Funds ownership: 69.5%69.92% (+0.42%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less funds holding

Funds holding: 3432 (-2)

38% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 13

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
8
Reduced
13
Closed
5
Calls
$4.58M
Puts
$3.43M
Net Calls
+$1.14M
Net Calls Change
-$8.6M
Name Holding Trade Value Shares
Change
Change in
Stake
DekaBank Deutsche Girozentrale
1
DekaBank Deutsche Girozentrale
Germany
$28.7M -$1.53M -34,645 -8%
LC
2
Landaas & Company
Wisconsin
$4.06M -$131K -2,975 -3%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$2.58M -$30.9K -700 -1%
Jane Street
4
Jane Street
New York
$2.5M +$1.42M +32,077 +127%
Wells Fargo
5
Wells Fargo
California
$2.13M -$1.61M -36,344 -43%
Citadel Advisors
6
Citadel Advisors
Florida
$1.67M +$1.31M +29,583 +340%
MFS
7
Madrona Financial Services
Washington
$1.22M -$104K -2,343 -8%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$973K +$98.3K +2,226 +11%
SFS
9
Sowell Financial Services
Arkansas
$816K +$1.51M +34,274 New
Bank of America
10
Bank of America
North Carolina
$707K -$2.01M -45,445 -74%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$674K -$44 -1 -0%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$633K
CFA
13
Cahill Financial Advisors
Minnesota
$630K +$153K +3,460 +32%
CFD
14
Creative Financial Designs
Indiana
$521K +$26.2K +593 +5%
Morgan Stanley
15
Morgan Stanley
New York
$472K -$23.5K -532 -5%
RJA
16
Raymond James & Associates
Florida
$467K +$43K +974 +10%
UBS Group
17
UBS Group
Switzerland
$404K -$19.5K -442 -5%
Citigroup
18
Citigroup
New York
$360K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$325K -$11.9K -270 -4%
LPL Financial
20
LPL Financial
California
$307K +$52.8K +1,196 +20%
CWM
21
Cranbrook Wealth Management
Michigan
$255K -$112K -2,535 -19%
AG
22
Advisor Group
Arizona
$117K -$5.83K -132 -5%
SWP
23
Stratos Wealth Partners
Ohio
$71K +$71.6K +1,620 New
CFA
24
Carroll Financial Associates
North Carolina
$52K +$265 +6 +0.5%
IA
25
IFP Advisors
Florida
$33K

RDOG Hedge Fund Activity: Q3 2018 in Review

32 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q3 2018, worth a combined $50.7M — up 8.6% from $46.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of RDOG and 3 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 8 added.

The largest buyer was Sowell Financial Services, opening a new position worth an estimated $1.51M. The largest seller was Bank of America, cutting an estimated $2.01M.

  • 32 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q3 2018, down from 34 in Q2 2018.
  • Funds reported $50.7M of ALPS REIT Dividend Dogs ETF stock for Q3 2018, up 8.6% quarter-over-quarter.
  • 3 funds opened new ALPS REIT Dividend Dogs ETF positions in Q3 2018 and 5 closed out, a net change of -2 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q3 2018 was Sowell Financial Services, an estimated $1.51M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q3 2018 was Bank of America, an estimated $2.01M sold.

Based on aggregated 13F filings for Q3 2018.