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ALPS REIT Dividend Dogs ETF

31 hedge funds and large institutions have $29.3M invested in ALPS REIT Dividend Dogs ETF in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

1% more call options, than puts

Call options by funds: $3.46M | Put options by funds: $3.41M

0.42% more ownership

Funds ownership: 31.21%31.63% (+0.42%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less capital invested

Capital invested by funds: $30.4M → $29.3M (-$1.02M)

6% less funds holding

Funds holding: 3331 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
31
Holders Change
-2
Holders Change %
-6.06%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
14
Reduced
9
Closed
4
Calls
$3.46M
Puts
$3.41M
Net Calls
+$51K
Net Calls Change
-$2.38M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Affinity Wealth Management
Delaware
$8.06M -$138K -3,154 -2%
Wells Fargo
2
Wells Fargo
California
$3.64M +$466K +10,610 +15%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$2.7M
MFS
4
Madrona Financial Services
Washington
$1.99M +$33.9K +772 +2%
Bank of America
5
Bank of America
North Carolina
$1.69M +$267K +6,073 +19%
Citadel Advisors
6
Citadel Advisors
Florida
$1.56M +$186K +4,244 +14%
Morgan Stanley
7
Morgan Stanley
New York
$1.37M -$73.2K -1,667 -5%
DekaBank Deutsche Girozentrale
8
DekaBank Deutsche Girozentrale
Germany
$1.3M +$2.27M +51,700 +287%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.01M -$184K -4,198 -16%
Jane Street
10
Jane Street
New York
$972K -$1.53M -34,850 -62%
RJA
11
Raymond James & Associates
Florida
$846K +$313K +7,138 +61%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$836K -$75.6K -1,723 -8%
CCM
13
Coldstream Capital Management
Washington
$655K -$33.7K -767 -5%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$551K +$86.5K +1,970 +19%
VKH
15
Virtu KCG Holdings
New York
$331K +$101K +2,296 +45%
UBS Group
16
UBS Group
Switzerland
$328K -$53K -1,208 -14%
CFA
17
Cahill Financial Advisors
Minnesota
$269K -$6.23K -142 -2%
IB
18
Intrust Bank
Kansas
$269K
OC
19
Oarsman Capital
Wisconsin
$210K +$205K +4,678 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$197K +$14.8K +337 +8%
MFS
21
MSI Financial Services
Massachusetts
$185K +$5.57K +127 +3%
AG
22
Advisor Group
Arizona
$171K +$168K +3,837 New
CFA
23
Carroll Financial Associates
North Carolina
$52K +$483 +11 +0.9%
IA
24
IFP Advisors
Florida
$45K +$43.9K +1,000 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$37K +$176 +4 +0.5%

RDOG Hedge Fund Activity: Q2 2016 in Review

31 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q2 2016, worth a combined $29.3M — down 3.4% from $30.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RDOG and 3 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 14 added.

The largest buyer was DekaBank Deutsche Girozentrale, adding an estimated $2.27M. The largest seller was Jane Street, cutting an estimated $1.53M.

  • 31 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q2 2016, down from 33 in Q1 2016.
  • Funds reported $29.3M of ALPS REIT Dividend Dogs ETF stock for Q2 2016, down 3.4% quarter-over-quarter.
  • 3 funds opened new ALPS REIT Dividend Dogs ETF positions in Q2 2016 and 4 closed out, a net change of -1 holder.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q2 2016 was DekaBank Deutsche Girozentrale, an estimated $2.27M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q2 2016 was Jane Street, an estimated $1.53M sold.

Based on aggregated 13F filings for Q2 2016.