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ALPS REIT Dividend Dogs ETF

33 hedge funds and large institutions have $30.4M invested in ALPS REIT Dividend Dogs ETF in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

202% more call options, than puts

Call options by funds: $3.63M | Put options by funds: $1.2M

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

7% more capital invested

Capital invested by funds: $28.5M → $30.4M (+$1.86M)

2.05% more ownership

Funds ownership: 29.16%31.21% (+2%)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0% more funds holding

Funds holding: 3333 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
12
Reduced
11
Closed
3
Calls
$3.63M
Puts
$1.2M
Net Calls
+$2.43M
Net Calls Change
-$11.4M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Affinity Wealth Management
Delaware
$8.04M +$105K +2,553 +1%
Wells Fargo
2
Wells Fargo
California
$3.1M -$207K -5,048 -7%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$2.65M
Jane Street
4
Jane Street
New York
$2.48M +$1.75M +42,549 +304%
MFS
5
Madrona Financial Services
Washington
$1.92M +$1.79M +43,637 New
Morgan Stanley
6
Morgan Stanley
New York
$1.42M -$498K -12,137 -27%
Bank of America
7
Bank of America
North Carolina
$1.39M -$418K -10,173 -24%
Citadel Advisors
8
Citadel Advisors
Florida
$1.35M +$249K +6,060 +25%
Ameriprise
9
Ameriprise
Minnesota
$1.31M -$2.13M -51,799 -63%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.18M +$385K +9,377 +54%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$895K +$10.2K +248 +1%
CCM
12
Coldstream Capital Management
Washington
$676K -$22.3K -542 -3%
WPP
13
Whalerock Point Partners
Rhode Island
$570K
RJA
14
Raymond James & Associates
Florida
$516K -$11.3K -276 -2%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$453K -$87.9K -2,140 -17%
UBS Group
16
UBS Group
Switzerland
$374K -$47.5K -1,157 -12%
DekaBank Deutsche Girozentrale
17
DekaBank Deutsche Girozentrale
Germany
$314K +$674K +16,400 +1,025%
CFA
18
Cahill Financial Advisors
Minnesota
$270K +$34K +827 +16%
IB
19
Intrust Bank
Kansas
$264K
LPL Financial
20
LPL Financial
California
$233K +$221K +5,392 New
VKH
21
Virtu KCG Holdings
New York
$224K -$40.8K -994 -16%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$178K
MFS
23
MSI Financial Services
Massachusetts
$176K -$35.4K -862 -18%
AIG
24
American International Group
New York
$166K -$2.3K -56 -1%
CFA
25
Carroll Financial Associates
North Carolina
$51K +$46.4K +1,130 +3,531%

RDOG Hedge Fund Activity: Q1 2016 in Review

33 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q1 2016, worth a combined $30.4M — up 6.5% from $28.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RDOG positions and 3 closed out — a net gain of 1 holder — while 12 added to existing stakes and 11 trimmed.

The largest buyer was Madrona Financial Services, opening a new position worth an estimated $1.79M. The largest seller was Ameriprise, cutting an estimated $2.13M.

  • 33 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $30.4M of ALPS REIT Dividend Dogs ETF stock for Q1 2016, up 6.5% quarter-over-quarter.
  • 4 funds opened new ALPS REIT Dividend Dogs ETF positions in Q1 2016 and 3 closed out, a net change of +1 holder.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q1 2016 was Madrona Financial Services, an estimated $1.79M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q1 2016 was Ameriprise, an estimated $2.13M sold.

Based on aggregated 13F filings for Q1 2016.