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ALPS REIT Dividend Dogs ETF

30 hedge funds and large institutions have $26.8M invested in ALPS REIT Dividend Dogs ETF in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.98% less ownership

Funds ownership: 32.22%26.23% (-6%)

6% less funds holding

Funds holding: 3230 (-2)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

27% less capital invested

Capital invested by funds: $36.7M → $26.8M (-$9.86M)

52% less call options, than puts

Call options by funds: $162K | Put options by funds: $339K

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
10
Reduced
13
Closed
3
Calls
$162K
Puts
$339K
Net Calls
-$177K
Net Calls Change
-$169K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.33M -$2.7M -68,344 -39%
RJA
2
Raymond James & Associates
Florida
$3.43M +$23.8K +601 +0.7%
Wells Fargo
3
Wells Fargo
California
$2.93M -$273K -6,898 -9%
CA
4
Cetera Advisors
Colorado
$2.85M +$242K +6,116 +9%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$1.83M -$560K -14,150 -24%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.79M +$962K +24,308 +120%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.37M +$91.5K +2,312 +7%
Bank of America
8
Bank of America
North Carolina
$1.31M -$717K -18,111 -36%
VFP
9
Verus Financial Partners
Virginia
$739K -$2.27M -57,400 -76%
VKH
10
Virtu KCG Holdings
New York
$674K +$665K +16,799 New
U
11
UBS
Switzerland
$586K +$140K +3,537 +32%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$565K +$1.27K +32 +0.2%
Ameriprise
13
Ameriprise
Minnesota
$545K -$3.44K -87 -0.6%
SI
14
Stephens Inc
Arkansas
$496K -$102K -2,565 -17%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$478K -$1.66M -41,879 -78%
CCM
16
Coldstream Capital Management
Washington
$419K -$60.1K -1,519 -13%
US Bancorp
17
US Bancorp
Minnesota
$401K
Jane Street
18
Jane Street
New York
$400K -$1.11M -27,933 -74%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$351K
IB
20
Intrust Bank
Kansas
$281K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$268K +$14.2K +359 +6%
HighTower Advisors
22
HighTower Advisors
Illinois
$262K -$62K -1,567 -19%
OC
23
Oarsman Capital
Wisconsin
$209K -$11.1K -280 -5%
WA
24
WFG Advisors
Texas
$97K +$317 +8 +0.3%
AIG
25
American International Group
New York
$75.1K

RDOG Hedge Fund Activity: Q1 2014 in Review

30 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q1 2014, worth a combined $26.8M — down 27% from $36.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RDOG and 1 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 10 added.

The largest buyer was Royal Bank of Canada, adding an estimated $962K. The largest seller was BB&T Securities, exiting entirely with an estimated $2.92M sold.

  • 30 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q1 2014, down from 32 in Q4 2013.
  • Funds reported $26.8M of ALPS REIT Dividend Dogs ETF stock for Q1 2014, down 27% quarter-over-quarter.
  • 1 fund opened new ALPS REIT Dividend Dogs ETF positions in Q1 2014 and 3 closed out, a net change of -2 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q1 2014 was Royal Bank of Canada, an estimated $962K added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q1 2014 was BB&T Securities, an estimated $2.92M sold.

Based on aggregated 13F filings for Q1 2014.