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ALPS REIT Dividend Dogs ETF

30 hedge funds and large institutions have $86.9M invested in ALPS REIT Dividend Dogs ETF in 2017 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

325% more capital invested

Capital invested by funds: $20.5M → $86.9M (+$66.4M)

230.58% more ownership

Funds ownership: 26.68%257.26% (+231%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

6% less funds holding

Funds holding: 3230 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

98% less call options, than puts

Call options by funds: $1K | Put options by funds: $46K

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
9
Reduced
9
Closed
3
Calls
$1K
Puts
$46K
Net Calls
-$45K
Net Calls Change
-$55K
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
1
MML Investors Services
Massachusetts
$53.4M +$162M +3,800,955 New
DekaBank Deutsche Girozentrale
2
DekaBank Deutsche Girozentrale
Germany
$11.9M +$1.33M +31,273 +85%
Jane Street
3
Jane Street
New York
$3.69M +$1.37M +32,076 +60%
Wells Fargo
4
Wells Fargo
California
$3.58M -$208K -4,873 -6%
MFS
5
Madrona Financial Services
Washington
$3.09M +$1.3M +30,480 +74%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$2.59M
Bank of America
7
Bank of America
North Carolina
$2.09M -$378K -8,877 -15%
UBS Group
8
UBS Group
Switzerland
$1.08M -$304K -7,136 -22%
Morgan Stanley
9
Morgan Stanley
New York
$924K -$77.5K -1,817 -8%
Citadel Advisors
10
Citadel Advisors
Florida
$772K +$765K +17,941 New
Bank of New York Mellon
11
Bank of New York Mellon
New York
$742K
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$587K +$95.5K +2,240 +20%
RJA
13
Raymond James & Associates
Florida
$498K +$11.3K +266 +2%
CFD
14
Creative Financial Designs
Indiana
$386K +$43.1K +1,011 +13%
CCM
15
Coldstream Capital Management
Washington
$365K -$44.8K -1,050 -11%
CFA
16
Cahill Financial Advisors
Minnesota
$328K +$12.2K +286 +4%
VKH
17
Virtu KCG Holdings
New York
$271K -$319K -7,489 -54%
IB
18
Intrust Bank
Kansas
$258K
AG
19
Advisor Group
Arizona
$136K -$9.04K -212 -6%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$114K
CFA
21
Carroll Financial Associates
North Carolina
$51K +$341 +8 +0.7%
IA
22
IFP Advisors
Florida
$43K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$36K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$29K
Citigroup
25
Citigroup
New York
$15K +$256 +6 +2%

RDOG Hedge Fund Activity: Q1 2017 in Review

30 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q1 2017, worth a combined $86.9M — up 325% from $20.5M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RDOG and 2 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 9 added.

The largest buyer was MML Investors Services, opening a new position worth an estimated $162M. The largest seller was Commonwealth Equity Services, exiting entirely with an estimated $391K sold.

  • 30 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q1 2017, down from 32 in Q4 2016.
  • Funds reported $86.9M of ALPS REIT Dividend Dogs ETF stock for Q1 2017, up 325% quarter-over-quarter.
  • 2 funds opened new ALPS REIT Dividend Dogs ETF positions in Q1 2017 and 3 closed out, a net change of -1 holder.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q1 2017 was MML Investors Services, an estimated $162M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q1 2017 was Commonwealth Equity Services, an estimated $391K sold.

Based on aggregated 13F filings for Q1 2017.