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ALPS REIT Dividend Dogs ETF

30 hedge funds and large institutions have $28.9M invested in ALPS REIT Dividend Dogs ETF in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

110% more call options, than puts

Call options by funds: $12.7M | Put options by funds: $6.08M

15% more funds holding

Funds holding: 2630 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.42% less ownership

Funds ownership: 31.44%30.02% (-1.4%)

5% less capital invested

Capital invested by funds: $30.4M → $28.9M (-$1.53M)

45% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 11

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
6
Reduced
11
Closed
3
Calls
$12.7M
Puts
$6.08M
Net Calls
+$6.66M
Net Calls Change
+$6.68M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Affinity Wealth Management
Delaware
$7.78M -$332K -7,923 -4%
Morgan Stanley
2
Morgan Stanley
New York
$3.55M -$266K -6,339 -7%
Ameriprise
3
Ameriprise
Minnesota
$3.2M +$2.02M +48,238 +162%
Wells Fargo
4
Wells Fargo
California
$3.08M -$307K -7,333 -9%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$2.47M
Jane Street
6
Jane Street
New York
$1.57M +$184K +4,393 +13%
Bank of America
7
Bank of America
North Carolina
$1.51M +$12.7K +304 +0.8%
CCM
8
Coldstream Capital Management
Washington
$833K -$22.1K -527 -3%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$747K -$26.2K -624 -3%
RJA
10
Raymond James & Associates
Florida
$565K -$450K -10,726 -44%
WPP
11
Whalerock Point Partners
Rhode Island
$534K +$545K +13,000 New
UBS Group
12
UBS Group
Switzerland
$492K -$713 -17 -0.1%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$420K +$34.8K +830 +9%
US Bancorp
14
US Bancorp
Minnesota
$411K
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$360K
IB
16
Intrust Bank
Kansas
$288K
CFA
17
Cahill Financial Advisors
Minnesota
$209K +$213K +5,085 New
NFG
18
Next Financial Group
Texas
$177K -$71.3K -1,700 -28%
AIG
19
American International Group
New York
$161K +$4.82K +115 +3%
DekaBank Deutsche Girozentrale
20
DekaBank Deutsche Girozentrale
Germany
$154K +$231K +5,500 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$153K +$156K +3,727 New
MFS
22
MSI Financial Services
Massachusetts
$115K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$56K -$786K -18,757 -93%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$28K -$3.86K -92 -12%
PSI
25
Pinnacle Summer Investments
Virginia
$21K +$252 +6 +1%

RDOG Hedge Fund Activity: Q3 2015 in Review

30 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q3 2015, worth a combined $28.9M — down 5% from $30.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RDOG positions and 3 closed out — a net gain of 4 holders — while 6 added to existing stakes and 11 trimmed.

The largest buyer was Ameriprise, adding an estimated $2.02M. The largest seller was Gruss & Co, exiting entirely with an estimated $2.16M sold.

  • 30 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q3 2015, up from 26 in Q2 2015.
  • Funds reported $28.9M of ALPS REIT Dividend Dogs ETF stock for Q3 2015, down 5% quarter-over-quarter.
  • 7 funds opened new ALPS REIT Dividend Dogs ETF positions in Q3 2015 and 3 closed out, a net change of +4 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q3 2015 was Ameriprise, an estimated $2.02M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q3 2015 was Gruss & Co, an estimated $2.16M sold.

Based on aggregated 13F filings for Q3 2015.