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ALPS REIT Dividend Dogs ETF

33 hedge funds and large institutions have $28.5M invested in ALPS REIT Dividend Dogs ETF in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,145% more call options, than puts

Call options by funds: $15M | Put options by funds: $1.21M

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

10% more funds holding

Funds holding: 3033 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.86% less ownership

Funds ownership: 30.02%29.16% (-0.86%)

1% less capital invested

Capital invested by funds: $28.9M → $28.5M (-$412K)

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.87%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
14
Reduced
10
Closed
2
Calls
$15M
Puts
$1.21M
Net Calls
+$13.8M
Net Calls Change
+$7.14M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Affinity Wealth Management
Delaware
$7.68M -$371K -8,728 -5%
Ameriprise
2
Ameriprise
Minnesota
$3.47M +$159K +3,732 +5%
Wells Fargo
3
Wells Fargo
California
$3.22M +$28.8K +678 +0.9%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$2.56M
Morgan Stanley
5
Morgan Stanley
New York
$1.89M -$1.79M -42,046 -49%
Bank of America
6
Bank of America
North Carolina
$1.78M +$218K +5,132 +14%
Citadel Advisors
7
Citadel Advisors
Florida
$1.05M +$1.05M +24,570 New
Bank of New York Mellon
8
Bank of New York Mellon
New York
$856K +$83.6K +1,965 +11%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$742K +$308K +7,248 +71%
CCM
10
Coldstream Capital Management
Washington
$678K -$184K -4,328 -21%
Jane Street
11
Jane Street
New York
$596K -$1.03M -24,104 -63%
WPP
12
Whalerock Point Partners
Rhode Island
$552K
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$530K +$157K +3,700 +42%
RJA
14
Raymond James & Associates
Florida
$512K -$73K -1,716 -12%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$468K +$468K +11,006 New
UBS Group
16
UBS Group
Switzerland
$411K -$97.4K -2,290 -19%
VKH
17
Virtu KCG Holdings
New York
$259K +$259K +6,098 New
IB
18
Intrust Bank
Kansas
$255K -$42.5K -1,000 -14%
CFA
19
Cahill Financial Advisors
Minnesota
$227K +$9.91K +233 +5%
MFS
20
MSI Financial Services
Massachusetts
$207K +$88K +2,068 +74%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$173K +$14.1K +332 +9%
AIG
22
American International Group
New York
$163K -$3.49K -82 -2%
PSI
23
Pinnacle Summer Investments
Virginia
$53K +$30.8K +725 +139%
DekaBank Deutsche Girozentrale
24
DekaBank Deutsche Girozentrale
Germany
$44K -$166K -3,900 -71%
IA
25
IFP Advisors
Florida
$43K +$42.5K +1,000 New

RDOG Hedge Fund Activity: Q4 2015 in Review

33 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q4 2015, worth a combined $28.5M — down 1.4% from $28.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new RDOG positions and 2 closed out — a net gain of 3 holders — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.05M. The largest seller was Morgan Stanley, cutting an estimated $1.79M.

  • 33 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q4 2015, up from 30 in Q3 2015.
  • Funds reported $28.5M of ALPS REIT Dividend Dogs ETF stock for Q4 2015, down 1.4% quarter-over-quarter.
  • 5 funds opened new ALPS REIT Dividend Dogs ETF positions in Q4 2015 and 2 closed out, a net change of +3 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q4 2015 was Citadel Advisors, an estimated $1.05M added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q4 2015 was Morgan Stanley, an estimated $1.79M sold.

Based on aggregated 13F filings for Q4 2015.