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ALPS REIT Dividend Dogs ETF
RDOG

Overview Fund Activity

32 hedge funds and large institutions have $21M invested in ALPS REIT Dividend Dogs ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
11
Closed
2
Calls
$1.7M
Puts
$10.2M
Net Calls
-$8.55M
Net Calls Change
-$8.59M

Top Buyers

1
Jane Street
Jane Street
New York
$843K
2
CA
Cetera Advisors
Colorado
$3.46M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.27M
4
SI
Stephens Inc
Arkansas
$641K
5
Wells Fargo
Wells Fargo
California
$2.9M

Top Sellers

1
RJA
Raymond James & Associates
Florida
$0
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$205K
3
Morgan Stanley
Morgan Stanley
New York
$3.27M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
$56K
5
Bank of America
Bank of America
North Carolina
$1.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
1
Cetera Advisors
Colorado
$3.46M +$303K +7,449 +10%
Morgan Stanley
2
Morgan Stanley
New York
$3.27M -$416K -10,209 -11%
Wells Fargo
3
Wells Fargo
California
$2.9M +$132K +3,254 +5%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$1.94M – – –
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.27M +$249K +6,127 +25%
Bank of America
6
Bank of America
North Carolina
$1.23M -$143K -3,503 -10%
Jane Street
7
Jane Street
New York
$843K +$843K +20,712 New
VKH
8
Virtu KCG Holdings
New York
$657K -$81.4K -2,001 -11%
SI
9
Stephens Inc
Arkansas
$641K +$145K +3,549 +29%
Ameriprise
10
Ameriprise
Minnesota
$624K +$71.6K +1,756 +13%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$576K -$1.75K -43 -0.3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$485K – – –
U
13
UBS
Switzerland
$470K -$20.5K -503 -4%
US Bancorp
14
US Bancorp
Minnesota
$407K – – –
CCM
15
Coldstream Capital Management
Washington
$383K -$27.8K -683 -7%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$357K – – –
IB
17
Intrust Bank
Kansas
$285K – – –
NFG
18
Next Financial Group
Texas
$245K – – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$205K -$1.12M -27,492 -85%
OC
20
Oarsman Capital
Wisconsin
$203K -$9.57K -235 -5%
AIG
21
American International Group
New York
$124K +$36.4K +895 +42%
MFS
22
MSI Financial Services
Massachusetts
$108K +$52.4K +1,285 +94%
WA
23
WFG Advisors
Texas
$85K -$4.21K -104 -5%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$56K -$183K -4,501 -77%
JIC
25
Joel Isaacson & Co
New York
$52K +$52K +1,281 New
1
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