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ALPS REIT Dividend Dogs ETF

32 hedge funds and large institutions have $21M invested in ALPS REIT Dividend Dogs ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

7% more funds holding

Funds holding: 3032 (+2)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

2.79% less ownership

Funds ownership: 25.22%22.43% (-2.8%)

19% less capital invested

Capital invested by funds: $26M → $21M (-$4.96M)

83% less call options, than puts

Call options by funds: $1.7M | Put options by funds: $10.2M

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
11
Closed
2
Calls
$1.7M
Puts
$10.2M
Net Calls
-$8.54M
Net Calls Change
-$8.59M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
1
Cetera Advisors
Colorado
$3.46M +$320K +7,449 +10%
Morgan Stanley
2
Morgan Stanley
New York
$3.27M -$439K -10,209 -11%
Wells Fargo
3
Wells Fargo
California
$2.9M +$140K +3,254 +5%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$1.94M
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.26M +$264K +6,127 +25%
Bank of America
6
Bank of America
North Carolina
$1.23M -$151K -3,503 -10%
Jane Street
7
Jane Street
New York
$843K +$891K +20,712 New
VKH
8
Virtu KCG Holdings
New York
$657K -$86.1K -2,001 -11%
SI
9
Stephens Inc
Arkansas
$641K +$153K +3,549 +29%
Ameriprise
10
Ameriprise
Minnesota
$624K +$75.5K +1,756 +13%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$576K -$1.85K -43 -0.3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$485K
U
13
UBS
Switzerland
$470K -$21.6K -503 -4%
US Bancorp
14
US Bancorp
Minnesota
$407K
CCM
15
Coldstream Capital Management
Washington
$383K -$29.4K -683 -7%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$357K
IB
17
Intrust Bank
Kansas
$285K
NFG
18
Next Financial Group
Texas
$245K
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$205K -$1.18M -27,492 -85%
OC
20
Oarsman Capital
Wisconsin
$203K -$10.1K -235 -5%
AIG
21
American International Group
New York
$124K +$38.5K +895 +42%
MFS
22
MSI Financial Services
Massachusetts
$108K +$55.3K +1,285 +94%
WA
23
WFG Advisors
Texas
$85K -$4.47K -104 -5%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$56K -$194K -4,501 -77%
JIC
25
Joel Isaacson & Co
New York
$52K +$55.1K +1,281 New

RDOG Hedge Fund Activity: Q3 2014 in Review

32 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q3 2014, worth a combined $21M — down 19% from $26M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RDOG positions and 2 closed out — a net gain of 2 holders — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $891K. The largest seller was Raymond James & Associates, exiting entirely with an estimated $3.74M sold.

  • 32 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q3 2014, up from 30 in Q2 2014.
  • Funds reported $21M of ALPS REIT Dividend Dogs ETF stock for Q3 2014, down 19% quarter-over-quarter.
  • 4 funds opened new ALPS REIT Dividend Dogs ETF positions in Q3 2014 and 2 closed out, a net change of +2 holders.
  • The largest ALPS REIT Dividend Dogs ETF buyer in Q3 2014 was Jane Street, an estimated $891K added.
  • The largest ALPS REIT Dividend Dogs ETF seller in Q3 2014 was Raymond James & Associates, an estimated $3.74M sold.

Based on aggregated 13F filings for Q3 2014.