Northwestern Mutual Wealth Management’s ALPS REIT Dividend Dogs ETF RDOG Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio RDOG Stock Details RDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-1	Closed	–	–	2326
2016 Q4	$0	Buy	+1	New	+$42	﹤0.01%	2378
2016 Q1	–	Sell	-126	Closed	-$5K	–	2260
2015 Q4	$5K	Buy	+126	New	+$5.36K	﹤0.01%	1311
2014 Q4	–	Sell	-256	Closed	-$10K	–	1799
2014 Q3	$10K	Buy	256 +163	+175%	+$7.01K	﹤0.01%	923
2014 Q2	$4K	Buy	+93	New	+$3.91K	﹤0.01%	1056

Other funds holding RDOG

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

DekaBank Deutsche Girozentrale Frankfurt, Germany $60.6B AUM 23.27% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Northwestern Mutual Wealth Management's RDOG Position: Q1 2017 in Review

Northwestern Mutual Wealth Management sold out of ALPS REIT Dividend Dogs ETF (RDOG) in Q1 2017, closing a stake of 1 share.

Northwestern Mutual Wealth Management first reported a position in RDOG in Q2 2014 and held it in 4 quarters. The position peaked at $10K in Q3 2014. 30 funds tracked by Wall St. Rank hold RDOG as of Q1 2017.

Northwestern Mutual Wealth Management reported no remaining ALPS REIT Dividend Dogs ETF position as of Q1 2017 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 1 ALPS REIT Dividend Dogs ETF share in Q1 2017.
Northwestern Mutual Wealth Management first reported a position in ALPS REIT Dividend Dogs ETF in Q2 2014 and held it in 4 quarters.
Northwestern Mutual Wealth Management's ALPS REIT Dividend Dogs ETF position peaked at $10K in Q3 2014.
30 funds tracked by Wall St. Rank held ALPS REIT Dividend Dogs ETF as of Q1 2017.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2017, filed 9 May 2017.