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ALPS REIT Dividend Dogs ETF
RDOG

Overview Fund Activity

32 hedge funds and large institutions have $21M invested in ALPS REIT Dividend Dogs ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
11
Closed
2
Calls
$1.7M
Puts
$10.2M
Net Calls
-$8.55M
Net Calls Change
-$8.59M

Top Buyers

1
Jane Street
Jane Street
New York
$843K
2
CA
Cetera Advisors
Colorado
$3.46M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.27M
4
SI
Stephens Inc
Arkansas
$641K
5
Wells Fargo
Wells Fargo
California
$2.9M

Top Sellers

1
RJA
Raymond James & Associates
Florida
$0
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$205K
3
Morgan Stanley
Morgan Stanley
New York
$3.27M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
$56K
5
Bank of America
Bank of America
North Carolina
$1.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
PSI
26
Pinnacle Summer Investments
Virginia
$46K – – –
PAG
27
Private Advisor Group
New Jersey
$25K +$25K +604 New
Creative Planning
28
Creative Planning
Kansas
$23K +$6.13K +150 +36%
Citigroup
29
Citigroup
New York
$10K +$383 +9 +4%
Northwestern Mutual Wealth Management
30
Northwestern Mutual Wealth Management
Wisconsin
$10K +$6.37K +163 +175%
NES
31
New England Securities
New York
$8K +$8K +200 New
GSC
32
Ground Swell Capital
South Carolina
$6K -$17.4K -412 -74%
RJA
33
Raymond James & Associates
Florida
– -$3.74M -87,173 Closed
1
2