ALPS REIT Dividend Dogs ETF
RDOG
32 hedge funds and large institutions have $21M invested in ALPS REIT Dividend Dogs ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 2 closing their positions.
100% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 2
7% more funds holding
Funds holding: 30 → 32 (+2)
9% less repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 11
2.79% less ownership
Funds ownership: 25.22% → 22.43% (-2.8%)
19% less capital invested
Capital invested by funds: $26M → $21M (-$4.96M)
83% less call options, than puts
Call options by funds: $1.7M | Put options by funds: $10.2M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$891K |
| 2 |
CA
Cetera Advisors
Denver,
Colorado
|
+$320K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$264K |
| 4 |
SI
Stephens Inc
Little Rock,
Arkansas
|
+$153K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$140K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$3.74M |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$1.18M |
| 3 |
Morgan Stanley
New York
|
-$439K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$194K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$151K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PSI
26
Pinnacle Summer Investments
Fairfax,
Virginia
| $46K | – | – | – |
|
|
PAG
27
Private Advisor Group
Morristown,
New Jersey
| $25K | +$26K | +604 | New |
|
28
Creative Planning
Overland Park,
Kansas
| $23K | +$6.45K | +150 | +36% |
|
29
Citigroup
New York
| $10K | +$387 | +9 | +4% |
|
30
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| $10K | +$7.01K | +163 | +175% |
|
|
NES
31
New England Securities
New York
| $8K | +$8.6K | +200 | New |
|
|
GSC
32
Ground Swell Capital
Folly Beach,
South Carolina
| $6K | -$17.7K | -412 | -74% |
|
|
RJA
33
Raymond James & Associates
St Petersburg,
Florida
| – | -$3.74M | -87,173 | Closed |
|
RDOG Hedge Fund Activity: Q3 2014 in Review
32 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in ALPS REIT Dividend Dogs ETF (RDOG) for Q3 2014, worth a combined $21M — down 19% from $26M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new RDOG positions and 2 closed out — a net gain of 2 holders — while 10 added to existing stakes and 11 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $891K. The largest seller was Raymond James & Associates, exiting entirely with an estimated $3.74M sold.
- 32 institutional investors held ALPS REIT Dividend Dogs ETF (RDOG) as of Q3 2014, up from 30 in Q2 2014.
- Funds reported $21M of ALPS REIT Dividend Dogs ETF stock for Q3 2014, down 19% quarter-over-quarter.
- 4 funds opened new ALPS REIT Dividend Dogs ETF positions in Q3 2014 and 2 closed out, a net change of +2 holders.
- The largest ALPS REIT Dividend Dogs ETF buyer in Q3 2014 was Jane Street, an estimated $891K added.
- The largest ALPS REIT Dividend Dogs ETF seller in Q3 2014 was Raymond James & Associates, an estimated $3.74M sold.
Based on aggregated 13F filings for Q3 2014.