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First Trust NASDAQ 100 ex-Technology Sector Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.4M -$6.9M -170,092 -26%
Wells Fargo
2
Wells Fargo
California
$17.2M -$1.14M -28,002 -6%
UBS Group
3
UBS Group
Switzerland
$7.56M -$152K -3,757 -2%
CA
4
Cetera Advisors
Colorado
$3.24M -$93.2K -2,297 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.91M -$106K -2,620 -4%
RJA
6
Raymond James & Associates
Florida
$2.38M -$1.84M -45,228 -43%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.08M +$2.08M +51,338 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.9M -$1.46M -35,944 -43%
Bank of America
9
Bank of America
North Carolina
$1.53M -$256K -6,317 -14%
DADC
10
D.A. Davidson & Co
Montana
$1.49M +$88K +2,168 +6%
NFC
11
Northeast Financial Consultants
Connecticut
$1.32M +$122K +3,000 +10%
SG Americas Securities
12
SG Americas Securities
New York
$963K +$93.4K +2,300 +11%
TH
13
Timber Hill
Connecticut
$907K +$32.5K +800 +4%
OC
14
Oppenheimer & Co
New York
$806K -$15.2K -374 -2%
VKH
15
Virtu KCG Holdings
New York
$771K -$191K -4,716 -20%
LPL Financial
16
LPL Financial
California
$573K -$824K -20,300 -59%
Goldman Sachs
17
Goldman Sachs
New York
$498K -$2.03M -50,100 -80%
IH
18
IFC Holdings
Florida
$476K +$13.4K +331 +3%
MFS
19
MSI Financial Services
Massachusetts
$381K +$17.3K +426 +5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$332K +$6.54K +161 +2%
Citadel Advisors
21
Citadel Advisors
Florida
$321K -$92.8K -2,287 -22%
PO
22
Private Ocean
California
$105K +$81 +2 +0.2%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$100K -$21.2K -522 -17%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$55K
Citigroup
25
Citigroup
New York
$27K +$13.3K +328 +97%