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First Trust NASDAQ 100 ex-Technology Sector Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.4M -$5.65M -76,881 -21%
Bank of America
2
Bank of America
North Carolina
$17.7M +$10.8M +146,996 +193%
Wells Fargo
3
Wells Fargo
California
$14.7M -$488K -6,646 -3%
RJA
4
Raymond James & Associates
Florida
$8.51M +$4.14M +56,296 +111%
CCP
5
Cardan Capital Partners
Colorado
$6.07M +$25.6K +348 +0.5%
UBS Group
6
UBS Group
Switzerland
$4.74M -$940K -12,794 -18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.54M +$654K +8,902 +18%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$4M +$42.7K +581 +1%
NFC
9
Northeast Financial Consultants
Connecticut
$3.31M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.96M -$92.1K -1,254 -3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.89M +$417K +5,681 +18%
OC
12
Oppenheimer & Co
New York
$2.19M -$104K -1,416 -5%
LPL Financial
13
LPL Financial
California
$2.05M +$148K +2,015 +8%
Truist Financial
14
Truist Financial
North Carolina
$1.09M -$114K -1,546 -10%
CAM
15
Columbia Asset Management
Michigan
$1.01M
Goldman Sachs
16
Goldman Sachs
New York
$1.01M
KNW
17
Kesler Norman & Wride
Utah
$895K +$828K +11,270 New
Stifel Financial
18
Stifel Financial
Missouri
$693K +$85.6K +1,165 +15%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$625K -$301K -4,101 -34%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$447K -$53.1K -723 -11%
AWM
21
AE Wealth Management
Kansas
$227K +$210K +2,864 New
SS
22
Simplicity Solutions
Minnesota
$225K +$208K +2,836 New
IAIM
23
International Assets Investment Management
Florida
$153K +$142K +1,930 New
Osaic Holdings
24
Osaic Holdings
Arizona
$87K -$7.35K -100 -8%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$65K +$73 +1 +0.1%