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First Trust NASDAQ 100 ex-Technology Sector Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.2M +$1.8M +57,656 +17%
Wells Fargo
2
Wells Fargo
California
$11.7M +$1.87M +59,843 +20%
Bank of America
3
Bank of America
North Carolina
$7.13M +$1.48M +47,218 +27%
U
4
UBS
Switzerland
$5.63M +$373K +11,926 +7%
BCI
5
Brinker Capital Investments
Pennsylvania
$1.52M
RJA
6
Raymond James & Associates
Florida
$1.51M +$513K +16,401 +54%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.37M +$125K +3,997 +10%
BTS
8
BB&T Securities
Virginia
$1.36M +$69.7K +2,229 +6%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.27M +$1.23M +39,222 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.17M -$411K -13,134 -27%
LPL Financial
11
LPL Financial
California
$758K +$162K +5,191 +29%
B
12
Baird
Wisconsin
$512K +$494K +15,800 New
SNC
13
Stifel Nicolaus & Co
Missouri
$348K -$306K -9,781 -48%
OC
14
Oppenheimer & Co
New York
$335K +$45K +1,441 +16%
VFS
15
VSR Financial Services
Kansas
$323K +$312K +9,975 New
Ameriprise
16
Ameriprise
Minnesota
$315K +$91.3K +2,921 +43%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$226K -$1.42M -45,334 -87%
Deutsche Bank
18
Deutsche Bank
Germany
$154K -$1.31M -41,867 -90%
SMA
19
Simply Money Advisors
Ohio
$7K
TIM
20
Tortoise Investment Management
New York
$6K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$4K +$3.66K +117 New
NES
22
New England Securities
New York
$3K
RJFSA
23
Raymond James Financial Services Advisors
Florida
-$452K -15,353 Closed
TH
24
Timber Hill
Connecticut
-$289K -9,837 Closed
GI
25
Gradient Investments
Minnesota
-$1K -36 Closed