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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.1M -$1.78M -23,327 -8%
FEG
2
Financial Enhancement Group
Indiana
$9.05M -$419K -5,494 -5%
Wells Fargo
3
Wells Fargo
California
$7.59M -$640K -8,397 -8%
UBS Group
4
UBS Group
Switzerland
$5.47M +$95.8K +1,257 +2%
CAM
5
Columbia Asset Management
Michigan
$5.41M +$52.9K +694 +2%
KPWS
6
Kestra Private Wealth Services
Texas
$5.21M +$5.21M +68,311 New
Bank of America
7
Bank of America
North Carolina
$4.56M +$1.49M +19,535 +49%
RJA
8
Raymond James & Associates
Florida
$3.51M -$610K -8,006 -15%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.5M -$2.8M -36,687 -44%
NFC
10
Northeast Financial Consultants
Connecticut
$3.19M – – –
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.81M -$74.9K -983 -3%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.59M -$94.9K -1,245 -4%
LPL Financial
13
LPL Financial
California
$2.33M +$858K +11,262 +58%
Goldman Sachs
14
Goldman Sachs
New York
$1.78M +$1.78M +23,377 New
PPWM
15
Paragon Private Wealth Management
Kentucky
$1.77M +$86.1K +1,130 +5%
Truist Financial
16
Truist Financial
North Carolina
$1.42M +$85.7K +1,124 +6%
KNW
17
Kesler Norman & Wride
Utah
$1.42M -$25.2K -331 -2%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.4M -$22.8K -299 -2%
OC
19
Oppenheimer & Co
New York
$1.33M -$36K -472 -3%
MML Investors Services
20
MML Investors Services
Massachusetts
$1.3M +$97K +1,272 +8%
WFA
21
WMG Financial Advisors
Tennessee
$1.06M +$7.77K +102 +0.7%
Stifel Financial
22
Stifel Financial
Missouri
$659K -$100K -1,312 -13%
CAN
23
Cetera Advisor Networks
California
$337K +$20.6K +270 +7%
FIA
24
Foundations Investment Advisors
Arizona
$249K +$249K +3,268 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$240K +$240K +3,149 New
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