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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.5M -$1.11M -13,876 -5%
Bank of America
2
Bank of America
North Carolina
$16.3M -$1.59M -19,857 -9%
Wells Fargo
3
Wells Fargo
California
$10.1M -$4.75M -59,214 -32%
RJA
4
Raymond James & Associates
Florida
$8.43M -$172K -2,144 -2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.74M +$3.15M +39,226 +69%
UBS Group
6
UBS Group
Switzerland
$4.67M -$127K -1,580 -3%
CCP
7
Cardan Capital Partners
Colorado
$4.3M -$1.83M -22,819 -30%
NFC
8
Northeast Financial Consultants
Connecticut
$3.35M – – –
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.96M -$37.2K -464 -1%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.9M -$24K -299 -0.8%
OC
11
Oppenheimer & Co
New York
$2M -$209K -2,607 -9%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.67M -$2.37M -29,546 -59%
CAM
13
Columbia Asset Management
Michigan
$1.03M – – –
Goldman Sachs
14
Goldman Sachs
New York
$1.02M – – –
Truist Financial
15
Truist Financial
North Carolina
$982K -$124K -1,546 -11%
Citadel Advisors
16
Citadel Advisors
Florida
$932K +$932K +11,611 New
LPL Financial
17
LPL Financial
California
$901K -$1.17M -14,538 -56%
KNW
18
Kesler Norman & Wride
Utah
$899K -$5.78K -72 -0.6%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$816K +$184K +2,291 +29%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$507K +$55.2K +688 +12%
AWM
21
AE Wealth Management
Kansas
$392K +$162K +2,020 +71%
CWM
22
Cornerstone Wealth Management
Missouri
$202K +$202K +2,518 New
IAIM
23
International Assets Investment Management
Florida
$153K – – –
Osaic Holdings
24
Osaic Holdings
Arizona
$119K +$30.5K +380 +35%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$97K +$30.8K +384 +47%
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