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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.3M -$1.1M -12,594 -5%
Wells Fargo
2
Wells Fargo
California
$11.4M +$227K +2,588 +2%
UBS Group
3
UBS Group
Switzerland
$5.52M -$162K -1,855 -3%
CAM
4
Columbia Asset Management
Michigan
$5.51M -$19.4K -222 -0.6%
RJA
5
Raymond James & Associates
Florida
$5.21M -$59.4K -679 -1%
Bank of America
6
Bank of America
North Carolina
$4.03M -$12.2M -139,392 -75%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.89M -$154K -1,757 -4%
NFC
8
Northeast Financial Consultants
Connecticut
$3.7M – – –
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$3.2M -$32.3K -369 -1%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$3.02M -$195K -2,224 -6%
Goldman Sachs
11
Goldman Sachs
New York
$2.69M +$1.54M +17,629 +139%
OC
12
Oppenheimer & Co
New York
$1.96M -$801K -9,148 -29%
PPWM
13
Paragon Private Wealth Management
Kentucky
$1.95M +$1.92M +21,961 New
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.7M -$21.4K -245 -1%
Truist Financial
15
Truist Financial
North Carolina
$1.43M +$23.3K +266 +2%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.36M +$1.34M +15,320 New
LPL Financial
17
LPL Financial
California
$1.22M -$84.4K -964 -7%
KNW
18
Kesler Norman & Wride
Utah
$877K -$36.4K -416 -4%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$870K +$15.8K +180 +2%
AWM
20
AE Wealth Management
Kansas
$782K -$27K -308 -3%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$700K +$5.43K +62 +0.8%
Stifel Financial
22
Stifel Financial
Missouri
$611K +$330K +3,771 +121%
Citadel Advisors
23
Citadel Advisors
Florida
$549K -$39.4K -450 -7%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$245K +$19.4K +222 +9%
Osaic Holdings
25
Osaic Holdings
Arizona
$131K – – –
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