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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.7M +$1.28M +14,470 +7%
Wells Fargo
2
Wells Fargo
California
$14.9M -$4.16M -47,108 -22%
LPL Financial
3
LPL Financial
California
$10.3M -$979K -11,103 -9%
CAM
4
Columbia Asset Management
Michigan
$8.33M -$65.5K -742 -2%
KPWS
5
Kestra Private Wealth Services
Texas
$6.77M -$125K -1,418 -2%
Citadel Advisors
6
Citadel Advisors
Florida
$3.6M -$451K -5,110 -11%
NFC
7
Northeast Financial Consultants
Connecticut
$3.51M – – –
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$2.92M -$146K -1,653 -5%
RJA
9
Raymond James & Associates
Florida
$2.81M -$262K -2,973 -9%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.71M -$64.4K -730 -2%
UBS Group
11
UBS Group
Switzerland
$2.07M +$15.5K +176 +0.8%
Bank of America
12
Bank of America
North Carolina
$1.8M -$229K -2,595 -11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.69M -$2.63M -29,854 -61%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.57M -$185K -2,097 -11%
PPWM
15
Paragon Private Wealth Management
Kentucky
$1.41M -$67.4K -764 -5%
KNW
16
Kesler Norman & Wride
Utah
$1.4M -$39.3K -445 -3%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.39M – – –
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.25M -$13.4K -152 -1%
FIA
19
Foundations Investment Advisors
Arizona
$1.04M -$89.8K -1,018 -8%
Goldman Sachs
20
Goldman Sachs
New York
$951K – – –
FFA
21
Fortune Financial Advisors
Kansas
$762K +$77.2K +875 +11%
WFA
22
WMG Financial Advisors
Tennessee
$611K -$319K -3,615 -34%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$415K +$3.62K +41 +0.9%
OIA
24
OneDigital Investment Advisors
Kansas
$258K +$10.8K +123 +4%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$247K +$265 +3 +0.1%
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