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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.5M -$289K -3,213 -1%
Wells Fargo
2
Wells Fargo
California
$13.5M -$2.24M -24,808 -15%
CAM
3
Columbia Asset Management
Michigan
$8.63M -$21.6K -240 -0.6%
LPL Financial
4
LPL Financial
California
$6.3M -$4.43M -49,171 -42%
KPWS
5
Kestra Private Wealth Services
Texas
$5.63M -$1.48M -16,455 -21%
Citadel Advisors
6
Citadel Advisors
Florida
$4.37M +$548K +6,077 +15%
NFC
7
Northeast Financial Consultants
Connecticut
$3.71M – – –
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$2.85M -$235K -2,607 -8%
RJA
9
Raymond James & Associates
Florida
$2.72M -$240K -2,662 -8%
UBS Group
10
UBS Group
Switzerland
$2.17M -$15.7K -174 -0.7%
PPWM
11
Paragon Private Wealth Management
Kentucky
$1.49M -$9.19K -102 -0.6%
KNW
12
Kesler Norman & Wride
Utah
$1.48M -$4.05K -45 -0.3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.46M -$315K -3,496 -18%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.38M -$87.8K -975 -6%
FIA
15
Foundations Investment Advisors
Arizona
$1.08M -$18K -200 -2%
Goldman Sachs
16
Goldman Sachs
New York
$1M – – –
Baird Financial Group
17
Baird Financial Group
Wisconsin
$984K -$324K -3,592 -25%
Bank of America
18
Bank of America
North Carolina
$947K -$923K -10,242 -50%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$609K -$1.02M -11,297 -63%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$572K -$2.22M -24,667 -80%
WFA
21
WMG Financial Advisors
Tennessee
$501K -$140K -1,554 -22%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$438K -$811 -9 -0.2%
Jane Street
23
Jane Street
New York
$311K +$301K +3,346 New
OIA
24
OneDigital Investment Advisors
Kansas
$273K – – –
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$260K -$541 -6 -0.2%
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