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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.9M -$6.79M -71,307 -32%
Wells Fargo
2
Wells Fargo
California
$7.24M -$6.36M -66,821 -46%
Goldman Sachs
3
Goldman Sachs
New York
$6.61M +$5.73M +60,218 +558%
LPL Financial
4
LPL Financial
California
$5.8M -$512K -5,374 -8%
KPWS
5
Kestra Private Wealth Services
Texas
$4.42M -$1.24M -13,028 -22%
NFC
6
Northeast Financial Consultants
Connecticut
$3.71M – – –
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$2.79M -$57.4K -603 -2%
Raymond James Financial
8
Raymond James Financial
Florida
$2.72M +$2.78M +29,233 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.62M +$1.18M +12,416 +79%
BW
10
BostonPremier Wealth
Massachusetts
$2.26M +$2.31M +24,300 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.26M +$1.68M +17,678 +270%
UBS Group
12
UBS Group
Switzerland
$2.06M -$119K -1,245 -5%
KNW
13
Kesler Norman & Wride
Utah
$1.48M -$5.43K -57 -0.4%
PPWM
14
Paragon Private Wealth Management
Kentucky
$1.44M -$51.4K -540 -3%
MML Investors Services
15
MML Investors Services
Massachusetts
$1.38M +$2.86K +30 +0.2%
Bank of America
16
Bank of America
North Carolina
$990K +$43.1K +453 +4%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$593K +$20.5K +215 +3%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$585K -$408K -4,290 -41%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$514K +$78K +819 +17%
WFA
20
WMG Financial Advisors
Tennessee
$501K – – –
OIA
21
OneDigital Investment Advisors
Kansas
$273K – – –
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$261K +$190 +2 +0.1%
KDA
23
Kraft Davis & Associates
Missouri
$211K – – –
Citadel Advisors
24
Citadel Advisors
Florida
$209K -$4.26M -44,758 -95%
Osaic Holdings
25
Osaic Holdings
Arizona
$161K +$102K +1,068 +160%
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