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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.9M +$1.92M +23,634 +9%
Wells Fargo
2
Wells Fargo
California
$10M -$623K -7,683 -6%
UBS Group
3
UBS Group
Switzerland
$6.15M +$955K +11,789 +19%
RJA
4
Raymond James & Associates
Florida
$4.78M -$96.8K -1,194 -2%
Bank of America
5
Bank of America
North Carolina
$3.68M -$95.9K -1,183 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.63M -$14.3K -177 -0.4%
NFC
7
Northeast Financial Consultants
Connecticut
$3.47M – – –
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$3M +$8.51K +105 +0.3%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.92M +$2.07M +25,578 +260%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.87M +$42.3K +522 +2%
Goldman Sachs
11
Goldman Sachs
New York
$2.52M – – –
OC
12
Oppenheimer & Co
New York
$2.36M +$518K +6,386 +29%
PPWM
13
Paragon Private Wealth Management
Kentucky
$1.65M +$4.13K +51 +0.2%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.43M -$154K -1,895 -10%
Truist Financial
15
Truist Financial
North Carolina
$1.42M +$83.4K +1,029 +6%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.31M +$37.1K +458 +3%
LPL Financial
17
LPL Financial
California
$938K -$196K -2,414 -18%
KNW
18
Kesler Norman & Wride
Utah
$790K -$31.2K -385 -4%
Stifel Financial
19
Stifel Financial
Missouri
$695K +$120K +1,477 +21%
AWM
20
AE Wealth Management
Kansas
$638K -$92.6K -1,143 -13%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$415K -$235K -2,900 -37%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$230K +$81 +1 +0%
Osaic Holdings
23
Osaic Holdings
Arizona
$119K -$3.57K -44 -3%
CFGS
24
Concourse Financial Group Securities
Alabama
$92K +$10.5K +129 +13%
SWM
25
Selective Wealth Management
Virginia
$66K – – –
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