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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.1M +$788K +10,468 +4%
Wells Fargo
2
Wells Fargo
California
$8.19M -$359K -4,770 -4%
UBS Group
3
UBS Group
Switzerland
$5.18M -$45.3K -602 -0.8%
Columbia Asset Management
4
Columbia Asset Management
Michigan
$4.18M +$2.79M +37,097 New
Raymond James & Associates
5
Raymond James & Associates
Florida
$3.8M -$275K -3,649 -6%
Financial Enhancement Group
6
Financial Enhancement Group
Indiana
$3.46M +$3.7M +49,102 New
Bank of America
7
Bank of America
North Carolina
$2.99M -$144K -1,912 -4%
Northeast Financial Consultants
8
Northeast Financial Consultants
Connecticut
$2.94M – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.78M -$319K -4,235 -10%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.5M -$83.8K -1,113 -3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.45M +$11.7K +155 +0.4%
Goldman Sachs
12
Goldman Sachs
New York
$2.14M – – –
Paragon Private Wealth Management
13
Paragon Private Wealth Management
Kentucky
$1.55M – – –
Oppenheimer & Co
14
Oppenheimer & Co
New York
$1.51M -$526K -6,985 -25%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.26M +$46.4K +616 +4%
Truist Financial
16
Truist Financial
North Carolina
$1.26M +$53.2K +706 +4%
LPL Financial
17
LPL Financial
California
$1.19M +$424K +5,630 +50%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.12M +$4.44K +59 +0.4%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$905K -$1.7M -22,587 -64%
WFA
20
WMG Financial Advisors
Tennessee
$898K +$959K +12,730 New
Citadel Advisors
21
Citadel Advisors
Florida
$887K +$947K +12,571 New
Stifel Financial
22
Stifel Financial
Missouri
$698K +$115K +1,530 +18%
Kesler Norman & Wride
23
Kesler Norman & Wride
Utah
$670K -$1.36K -18 -0.2%
Raymond James Financial Services Advisors
24
Raymond James Financial Services Advisors
Florida
$438K +$91.3K +1,213 +24%
Flow Traders U.S.
25
Flow Traders U.S.
New York
$221K +$236K +3,134 New
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