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First Trust NASDAQ 100 ex-Technology Sector Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.8M +$2.52M +60,685 +13%
Wells Fargo
2
Wells Fargo
California
$15.6M -$283K -6,815 -2%
UBS Group
3
UBS Group
Switzerland
$9.42M +$40K +962 +0.4%
Bank of America
4
Bank of America
North Carolina
$7.11M -$2.08M -50,053 -21%
RJA
5
Raymond James & Associates
Florida
$3.87M +$632K +15,224 +18%
JP Morgan Chase
6
JP Morgan Chase
New York
$3.43M +$47.4K +1,142 +1%
CA
7
Cetera Advisors
Colorado
$3.16M +$976K +23,504 +40%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.46M +$2.24M +53,808 +516%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.24M +$19.3K +464 +0.8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.65M -$918K -22,104 -34%
NFC
11
Northeast Financial Consultants
Connecticut
$1.24M
PFG
12
Pacific Financial Group
Washington
$1.07M +$103K +2,479 +10%
OC
13
Oppenheimer & Co
New York
$860K -$134K -3,214 -13%
Stifel Financial
14
Stifel Financial
Missouri
$769K -$11.4K -274 -1%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$701K +$761K +18,308 New
Citigroup
16
Citigroup
New York
$589K -$125K -3,019 -16%
Ameriprise
17
Ameriprise
Minnesota
$587K -$15.7K -378 -2%
Goldman Sachs
18
Goldman Sachs
New York
$508K +$300K +7,221 +119%
LPL Financial
19
LPL Financial
California
$482K -$48K -1,156 -9%
BRWM
20
B. Riley Wealth Management
Tennessee
$381K +$414K +9,965 New
IH
21
IFC Holdings
Florida
$360K +$382K +9,204 New
Jane Street
22
Jane Street
New York
$313K -$450K -10,845 -57%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$231K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$137K +$41.5K +1,000 +39%
AIM
25
Advantage Investment Management
Iowa
$122K +$132K +3,176 New