B. Riley Wealth Management’s First Trust NASDAQ 100 ex-Technology Sector Index Fund QQXT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	$1.02M	Buy	25,912 +11,218	+76%	+$442K	1.53%	14
2015 Q4	$609K	Buy	14,694 +4,729	+47%	+$196K	0.78%	34
2015 Q3	$381K	Buy	+9,965	New	+$381K	0.54%	62