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First Trust NASDAQ 100 ex-Technology Sector Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.6M +$6.04M +147,102 +27%
Wells Fargo
2
Wells Fargo
California
$26.9M +$9.85M +239,729 +59%
UBS Group
3
UBS Group
Switzerland
$11.6M +$1.41M +34,330 +14%
Bank of America
4
Bank of America
North Carolina
$8.43M +$725K +17,646 +10%
RJA
5
Raymond James & Associates
Florida
$4.84M +$643K +15,646 +15%
CA
6
Cetera Advisors
Colorado
$3.48M +$50K +1,218 +1%
JP Morgan Chase
7
JP Morgan Chase
New York
$3.26M -$450K -10,947 -12%
IAS
8
IMA Advisory Services
Colorado
$2.62M +$2.66M +64,664 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.37M -$55.6K -1,354 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2M -$660K -16,060 -25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.74M -$44.1K -1,074 -2%
WA
12
WESPAC Advisors
California
$1.57M +$1.56M +37,855 New
DADC
13
D.A. Davidson & Co
Montana
$1.36M +$1.35M +32,751 New
NFC
14
Northeast Financial Consultants
Connecticut
$1.35M
OC
15
Oppenheimer & Co
New York
$1.26M +$325K +7,907 +35%
PFG
16
Pacific Financial Group
Washington
$1.16M -$2.22K -54 -0.2%
LPL Financial
17
LPL Financial
California
$1.1M +$621K +15,127 +125%
Citigroup
18
Citigroup
New York
$795K +$155K +3,778 +25%
Ameriprise
19
Ameriprise
Minnesota
$793K +$155K +3,775 +25%
BRWM
20
B. Riley Wealth Management
Tennessee
$609K +$194K +4,729 +47%
Stifel Financial
21
Stifel Financial
Missouri
$563K -$268K -6,511 -32%
HFS
22
HL Financial Services
Kentucky
$532K +$527K +12,821 New
IH
23
IFC Holdings
Florida
$393K +$12.5K +304 +3%
Citadel Advisors
24
Citadel Advisors
Florida
$349K +$346K +8,415 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$290K +$39.7K +966 +16%