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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.4M +$4.32M +64,596 +21%
Wells Fargo
2
Wells Fargo
California
$13.1M +$419K +6,268 +3%
Bank of America
3
Bank of America
North Carolina
$5.21M +$1.2M +18,015 +31%
CCP
4
Cardan Capital Partners
Colorado
$5.21M -$1.1M -16,426 -18%
UBS Group
5
UBS Group
Switzerland
$4.97M -$254K -3,794 -5%
RJA
6
Raymond James & Associates
Florida
$3.48M -$207K -3,099 -6%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$3.41M +$64.2K +960 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.31M -$1.1M -16,469 -25%
NFC
9
Northeast Financial Consultants
Connecticut
$2.86M – – –
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.64M +$6.15K +92 +0.2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.11M +$2.05M +30,746 New
OC
12
Oppenheimer & Co
New York
$1.99M +$164K +2,449 +9%
LPL Financial
13
LPL Financial
California
$1.63M -$4.81K -72 -0.3%
Truist Financial
14
Truist Financial
North Carolina
$1.05M -$6.48K -97 -0.6%
CAM
15
Columbia Asset Management
Michigan
$898K +$4.34K +65 +2%
Goldman Sachs
16
Goldman Sachs
New York
$869K – – –
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$820K +$800K +11,972 New
Stifel Financial
18
Stifel Financial
Missouri
$518K +$505K +7,562 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$436K +$425K +6,357 New
CWM
20
Cornerstone Wealth Management
Missouri
$311K +$303K +4,536 New
NA
21
NewEdge Advisors
Louisiana
$239K +$234K +3,495 New
Osaic Holdings
22
Osaic Holdings
Arizona
$82K +$45.2K +677 +130%
CFGS
23
Concourse Financial Group Securities
Alabama
$71K – – –
BFEC
24
Benjamin F. Edwards & Company
Missouri
$56K +$67 +1 +0.1%
HIA
25
Harbor Investment Advisory
Maryland
$50K +$67 +1 +0.1%
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