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First Trust NASDAQ 100 ex-Technology Sector Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.7M +$1.5M +37,187 +9%
Morgan Stanley
2
Morgan Stanley
New York
$16.4M -$2.98M -73,973 -15%
UBS Group
3
UBS Group
Switzerland
$6.6M -$936K -23,219 -12%
CA
4
Cetera Advisors
Colorado
$3.37M +$132K +3,281 +4%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$1.97M -$101K -2,508 -5%
RJA
6
Raymond James & Associates
Florida
$1.92M -$452K -11,226 -19%
Citadel Advisors
7
Citadel Advisors
Florida
$1.81M +$1.49M +36,912 +466%
Bank of America
8
Bank of America
North Carolina
$1.47M -$61.6K -1,529 -4%
NFC
9
Northeast Financial Consultants
Connecticut
$1.31M
TH
10
Timber Hill
Connecticut
$914K +$8.95K +222 +1%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$886K -$1.01M -25,091 -53%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$882K -$2.02M -50,049 -70%
VKH
13
Virtu KCG Holdings
New York
$776K +$6.37K +158 +0.8%
Goldman Sachs
14
Goldman Sachs
New York
$716K +$219K +5,434 +44%
OC
15
Oppenheimer & Co
New York
$666K -$138K -3,437 -17%
Jane Street
16
Jane Street
New York
$517K +$515K +12,786 New
LPL Financial
17
LPL Financial
California
$481K -$97.9K -2,430 -17%
MFS
18
MSI Financial Services
Massachusetts
$470K +$90.1K +2,235 +24%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$338K +$6.45K +160 +2%
TSS
20
Two Sigma Securities
New York
$211K +$210K +5,217 New
SG Americas Securities
21
SG Americas Securities
New York
$106K -$852K -21,146 -89%
PO
22
Private Ocean
California
$106K +$121 +3 +0.3%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$100K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$55K +$81 +2 +0.1%
DADC
25
D.A. Davidson & Co
Montana
$50K -$1.43M -35,533 -97%