Private Ocean’s First Trust NASDAQ 100 ex-Technology Sector Index Fund QQXT Stock Holding History

Private Ocean’s Portfolio QQXT Stock Details QQXT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-1,033	Closed	-$161K	–	495
2017 Q4	$161K	Buy	1,033 +138	+15%	+$6.52K	0.09%	63
2017 Q3	$130K	Hold	895	–	–	0.08%	59
2017 Q2	$123K	Buy	895 +2	+0.2%	+$91	0.08%	60
2017 Q1	$118K	Buy	893 +2	+0.2%	+$87	0.08%	62
2016 Q4	$106K	Buy	891 +3	+0.3%	+$121	0.07%	69
2016 Q3	$105K	Buy	888 +2	+0.2%	+$81	0.07%	79
2016 Q2	$95K	Buy	886 +3	+0.3%	+$118	0.07%	76
2016 Q1	$96K	Buy	883 +2	+0.2%	+$76	0.07%	67
2015 Q4	$99K	Buy	881 +2	+0.2%	+$82	0.07%	70
2015 Q3	$89K	Buy	879 +111	+14%	+$4.61K	0.07%	74
2015 Q2	$82K	Sell	768 -9	-1%	-$380	0.06%	66
2015 Q1	$82K	Buy	777 +13	+2%	+$529	0.06%	68
2014 Q4	$79K	Buy	764 +2	+0.3%	+$77	0.06%	75
2014 Q3	$75K	Hold	762	–	–	0.06%	94
2014 Q2	$72K	Hold	762	–	–	0.05%	97
2014 Q1	$67K	Hold	762	–	–	0.05%	101
2013 Q4	$67K	Buy	+762	New	+$25.4K	0.05%	89

Other funds holding QQXT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Private Ocean's QQXT Position: Q1 2018 in Review

Private Ocean sold out of First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) in Q1 2018, closing a stake of 1,033 shares — an estimated $161K sold.

Private Ocean first reported a position in QQXT in Q4 2013 and held it in 17 quarters. The position peaked at $161K in Q4 2017. 33 funds tracked by Wall St. Rank hold QQXT as of Q1 2018.

Private Ocean reported no remaining First Trust NASDAQ 100 ex-Technology Sector Index Fund position as of Q1 2018 after selling out during the quarter.
Private Ocean sold 1,033 First Trust NASDAQ 100 ex-Technology Sector Index Fund shares in Q1 2018, an estimated $161K.
Private Ocean first reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund in Q4 2013 and held it in 17 quarters.
Private Ocean's First Trust NASDAQ 100 ex-Technology Sector Index Fund position peaked at $161K in Q4 2017.
33 funds tracked by Wall St. Rank held First Trust NASDAQ 100 ex-Technology Sector Index Fund as of Q1 2018.

Based on Private Ocean's 13F filing for Q1 2018, filed 11 May 2018.