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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 19.4 M -USD 6.9 M -170,092 -26%
Wells Fargo
2
Wells Fargo
California
USD 17.2 M -USD 1.14 M -28,002 -6%
UBS Group
3
UBS Group
Switzerland
USD 7.56 M -USD 152 k -3,757 -2%
Cetera Advisors
4
Cetera Advisors
Colorado
USD 3.24 M -USD 93.2 k -2,297 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 2.91 M -USD 106 k -2,620 -4%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 2.38 M -USD 1.84 M -45,228 -43%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
USD 2.08 M +USD 2.08 M +51,338 Nuevas
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
USD 1.9 M -USD 1.46 M -35,944 -43%
Bank of America
9
Bank of America
North Carolina
USD 1.53 M -USD 256 k -6,317 -14%
D.A. Davidson & Co
10
D.A. Davidson & Co
Montana
USD 1.49 M +USD 88 k +2,168 +6%
Northeast Financial Consultants
11
Northeast Financial Consultants
Connecticut
USD 1.32 M +USD 122 k +3,000 +10%
SG Americas Securities
12
SG Americas Securities
New York
USD 963 k +USD 93.4 k +2,300 +11%
Timber Hill
13
Timber Hill
Connecticut
USD 907 k +USD 32.5 k +800 +4%
Oppenheimer & Co
14
Oppenheimer & Co
New York
USD 806 k -USD 15.2 k -374 -2%
Virtu KCG Holdings
15
Virtu KCG Holdings
New York
USD 771 k -USD 191 k -4,716 -20%
LPL Financial
16
LPL Financial
California
USD 573 k -USD 824 k -20,300 -59%
Goldman Sachs
17
Goldman Sachs
New York
USD 498 k -USD 2.03 M -50,100 -80%
IFC Holdings
18
IFC Holdings
Florida
USD 476 k +USD 13.4 k +331 +3%
MSI Financial Services
19
MSI Financial Services
Massachusetts
USD 381 k +USD 17.3 k +426 +5%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
USD 332 k +USD 6.54 k +161 +2%
Citadel Advisors
21
Citadel Advisors
Florida
USD 321 k -USD 92.8 k -2,287 -22%
Private Ocean
22
Private Ocean
California
USD 105 k +USD 81 +2 +0.2%
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
USD 100 k -USD 21.2 k -522 -17%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
USD 55 k – – –
Citigroup
25
Citigroup
New York
USD 27 k +USD 13.3 k +328 +97%
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