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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Wells Fargo
1
Wells Fargo
California
USD 16.4 M +USD 4.42 k +97 +0%
Morgan Stanley
2
Morgan Stanley
New York
USD 11 M -USD 480 k -10,527 -4%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 5.77 M -USD 92.9 k -2,039 -2%
UBS Group
4
UBS Group
Switzerland
USD 5.28 M -USD 1.49 M -32,604 -22%
Raymond James Financial Services Advisors
5
Raymond James Financial Services Advisors
Florida
USD 4.95 M +USD 758 k +16,633 +18%
Cetera Advisors
6
Cetera Advisors
Colorado
USD 3.65 M -USD 140 k -3,076 -4%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
USD 2.24 M -USD 957 -21 -0%
Jane Street
8
Jane Street
New York
USD 1.66 M +USD 1.64 M +35,975 Nuevas
Northeast Financial Consultants
9
Northeast Financial Consultants
Connecticut
USD 1.5 M – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 1.32 M +USD 114 k +2,511 +10%
Bank of America
11
Bank of America
North Carolina
USD 1.23 M -USD 305 k -6,700 -20%
Oppenheimer & Co
12
Oppenheimer & Co
New York
USD 1.2 M +USD 96.5 k +2,117 +9%
Timber Hill
13
Timber Hill
Connecticut
USD 1.01 M -USD 9.12 k -200 -0.9%
Goldman Sachs
14
Goldman Sachs
New York
USD 691 k – – –
MML Investors Services
15
MML Investors Services
Massachusetts
USD 647 k +USD 638 k +14,001 Nuevas
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
USD 595 k -USD 1.26 M -27,541 -68%
Ameriprise
17
Ameriprise
Minnesota
USD 413 k -USD 15.7 k -344 -4%
LPL Financial
18
LPL Financial
California
USD 408 k – – –
SG Americas Securities
19
SG Americas Securities
New York
USD 379 k +USD 223 k +4,889 +147%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
USD 314 k +USD 182 +4 +0.1%
Virtu KCG Holdings
21
Virtu KCG Holdings
New York
USD 243 k -USD 501 k -10,984 -68%
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
USD 142 k – – –
Private Ocean
23
Private Ocean
California
USD 123 k +USD 91 +2 +0.2%
Citigroup
24
Citigroup
New York
USD 31 k – – –
WA
25
WFG Advisors
Texas
USD 22 k -USD 3.33 k -73 -13%
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