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First Trust NASDAQ ABA Community Bank Index Fund
QABA

Name Holding Trade Value Shares
Change 		Change in
Stake
SFA
76
Semmax Financial Advisors
North Carolina
$5K +$5.71K +118 New
WIM
77
Westside Investment Management
California
$4.31K – – –
VFA
78
Valeo Financial Advisors
Indiana
$4K – – –
US Bancorp
79
US Bancorp
Minnesota
$2K -$1.74K -36 -42%
CA
80
Cumberland Advisors
Florida
– -$5.54M -103,760 Closed
TPWA
81
TRUE Private Wealth Advisors
Oregon
– -$4.88M -91,521 Closed
HighTower Advisors
82
HighTower Advisors
Illinois
– -$1.99M -37,350 Closed
CCT
83
Chemung Canal Trust
New York
– -$1.94M -36,393 Closed
Baird Financial Group
84
Baird Financial Group
Wisconsin
– -$1.51M -28,622 Closed
Goldman Sachs
85
Goldman Sachs
New York
– -$1.37M -25,714 Closed
CIBC World Market
86
CIBC World Market
Ontario, Canada
– -$1.28M -23,942 Closed
WI
87
Wintrust Investments
Illinois
– -$1.19M -22,330 Closed
SPIA
88
Steward Partners Investment Advisory
New York
– -$927K -17,377 Closed
Stifel Financial
89
Stifel Financial
Missouri
– -$908K -17,029 Closed
BTS
90
BB&T Securities
Virginia
– -$878K -16,470 Closed
ZIG
91
Zurich Insurance Group
Switzerland
– -$602K -11,283 Closed
UR
92
USCA RIA
Texas
– -$544K -10,203 Closed
Manulife (Manufacturers Life Insurance)
93
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$368K -6,898 Closed
SWP
94
Stratos Wealth Partners
Ohio
– -$322K -6,034 Closed
Cetera Investment Advisers
95
Cetera Investment Advisers
Illinois
– -$233K -4,380 Closed
GWM
96
Greenwich Wealth Management
Connecticut
– -$222K -4,170 Closed
BAS
97
Brown Advisory Securities
Maryland
– -$212K -3,979 Closed
SPC
98
Sigma Planning Corp
Michigan
– -$202K -3,784 Closed
Deutsche Bank
99
Deutsche Bank
Germany
– -$152K -2,856 Closed
NFG
100
Next Financial Group
Texas
– -$20K -380 Closed
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