Next Financial Group’s First Trust NASDAQ ABA Community Bank Index Fund QABA Stock Holding History

Next Financial Group’s Portfolio QABA Stock Details QABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-380	Closed	-$20K	–	2075
2018 Q3	$20K	Buy	+380	New	+$21.2K	0.01%	791
2017 Q4	–	Sell	-585	Closed	-$31K	–	1120
2017 Q3	$31K	Sell	585 -450	-43%	-$22.3K	0.01%	852
2017 Q2	$52K	Buy	1,035 +450	+77%	+$22.4K	0.01%	772
2017 Q1	$29K	Sell	585 -2,987	-84%	-$155K	0.01%	913
2016 Q4	$189K	Buy	3,572 +1,235	+53%	+$57.7K	0.03%	488
2016 Q3	$96K	Buy	2,337 +1,677	+254%	+$67.4K	0.02%	683
2016 Q2	$25K	Hold	660	–	–	0.01%	887
2016 Q1	$24K	Buy	660 +280	+74%	+$9.93K	0.01%	871
2015 Q4	$14K	Hold	380	–	–	0.01%	1061
2015 Q3	$14K	Buy	+380	New	+$14.7K	0.01%	1085

Other funds holding QABA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Next Financial Group's QABA Position: Q4 2018 in Review

Next Financial Group sold out of First Trust NASDAQ ABA Community Bank Index Fund (QABA) in Q4 2018, closing a stake of 380 shares — an estimated $20K sold.

Next Financial Group first reported a position in QABA in Q3 2015 and held it in 10 quarters. The position peaked at $189K in Q4 2016. 81 funds tracked by Wall St. Rank hold QABA as of Q4 2018.

Next Financial Group reported no remaining First Trust NASDAQ ABA Community Bank Index Fund position as of Q4 2018 after selling out during the quarter.
Next Financial Group sold 380 First Trust NASDAQ ABA Community Bank Index Fund shares in Q4 2018, an estimated $20K.
Next Financial Group first reported a position in First Trust NASDAQ ABA Community Bank Index Fund in Q3 2015 and held it in 10 quarters.
Next Financial Group's First Trust NASDAQ ABA Community Bank Index Fund position peaked at $189K in Q4 2016.
81 funds tracked by Wall St. Rank held First Trust NASDAQ ABA Community Bank Index Fund as of Q4 2018.

Based on Next Financial Group's 13F filing for Q4 2018, filed 11 Feb 2019.