Wintrust Investments’s First Trust NASDAQ ABA Community Bank Index Fund QABA Stock Holding History

Wintrust Investments’s Portfolio QABA Stock Details QABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-22,330	Closed	-$1.19M	–	365
2018 Q3	$1.19M	Buy	22,330 +766	+4%	+$42.8K	0.19%	100
2018 Q2	$1.18M	Buy	21,564 +17,101	+383%	+$949K	0.21%	102
2018 Q1	$236K	Sell	4,463 -872	-16%	-$47.2K	0.06%	226
2017 Q4	$280K	Sell	5,335 -2,465	-32%	-$130K	0.07%	235
2017 Q3	$411K	Sell	7,800 -851	-10%	-$42.2K	0.1%	185
2017 Q2	$438K	Sell	8,651 -7,638	-47%	-$381K	0.12%	180
2017 Q1	$825K	Buy	16,289 +3,045	+23%	+$158K	0.23%	101
2016 Q4	$699K	Sell	13,244 -1,955	-13%	-$91.3K	0.29%	66
2016 Q3	$627K	Buy	15,199 +3,604	+31%	+$145K	0.29%	72
2016 Q2	$41K	Buy	+11,595	New	+$442K	0.08%	110

Other funds holding QABA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wintrust Investments's QABA Position: Q4 2018 in Review

Wintrust Investments sold out of First Trust NASDAQ ABA Community Bank Index Fund (QABA) in Q4 2018, closing a stake of 22,330 shares — an estimated $1.19M sold.

Wintrust Investments first reported a position in QABA in Q2 2016 and held it in 10 quarters. The position peaked at $1.19M in Q3 2018. 81 funds tracked by Wall St. Rank hold QABA as of Q4 2018.

Wintrust Investments reported no remaining First Trust NASDAQ ABA Community Bank Index Fund position as of Q4 2018 after selling out during the quarter.
Wintrust Investments sold 22,330 First Trust NASDAQ ABA Community Bank Index Fund shares in Q4 2018, an estimated $1.19M.
Wintrust Investments first reported a position in First Trust NASDAQ ABA Community Bank Index Fund in Q2 2016 and held it in 10 quarters.
Wintrust Investments's First Trust NASDAQ ABA Community Bank Index Fund position peaked at $1.19M in Q3 2018.
81 funds tracked by Wall St. Rank held First Trust NASDAQ ABA Community Bank Index Fund as of Q4 2018.

Based on Wintrust Investments's 13F filing for Q4 2018, filed 13 Feb 2019.