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PIMCO Corporate & Income Opportunity Fund
PTY

148 hedge funds and large institutions have $164M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 45 increasing their positions, 37 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 17

22% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 37

7% more funds holding

Funds holding: 138 → 148 (+10)

0.28% less ownership

Funds ownership: 9.27% → 8.98% (-0.28%)

12% less capital invested

Capital invested by funds: $187M → $164M (-$23.1M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
148
Holders Change
+10
Holders Change %
+7.25%
% of All Funds
2.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
31
Increased
45
Reduced
37
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
+$1.27M
2
CAN
Cetera Advisor Networks
California
+$976K
3
NA
NewEdge Advisors
Louisiana
+$775K
4
CAC
Certified Advisory Corp
Florida
+$746K
5
BA
Bridge Advisory
California
+$653K

Top Sellers

Rank Fund Capital Flow
1
KAS
Kestra Advisory Services
Texas
-$4.11M
2
TNAM
Terra Nova Asset Management
New York
-$1.74M
3
FFN
Focus Financial Network
Minnesota
-$1.58M
4
ACM
Ascendant Capital Management
California
-$1.33M
5
APW
Aurora Private Wealth
New Jersey
-$1.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
BFEC
126
Benjamin F. Edwards & Company
Missouri
$14K – – –
TWA
127
TCI Wealth Advisors
Arizona
$14K – – –
TWM
128
Tradition Wealth Management
Minnesota
$12K – – –
CWS
129
Confluence Wealth Services
Pennsylvania
$12K +$13.8K +775 New
SWA
130
SOA Wealth Advisors
New York
$11K – – –
PGAM
131
Princeton Global Asset Management
New Jersey
$8K – – –
KCM
132
KRS Capital Management
Michigan
$8K +$8.9K +500 New
HI
133
Harbour Investments
Wisconsin
$7K -$570K -32,017 -99%
AA
134
Addison Advisors
Vermont
$5K – – –
BWL
135
Bogart Wealth LLC
Virginia
$5K +$107 +6 +2%
OF
136
Outfitter Financial
Maine
$5K +$5.34K +300 New
HNWAG
137
High Net Worth Advisory Group
Florida
$4K +$3.9K +219 New
VNA
138
Valley National Advisers
Pennsylvania
$3K – – –
TFA
139
Toth Financial Advisory
Virginia
$2K -$1.92K -108 -49%
SCA
140
Stonebridge Capital Advisors
Minnesota
$2K – – –
WFS
141
Widmann Financial Services
Maryland
$2K +$3.11K +175 New
LTI
142
Laffer Tengler Investments
Tennessee
$1.01K +$18 +1 +2%
MSFP
143
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
BBHC
144
Brown Brothers Harriman & Co
New York
$41 – – –
TNAM
145
Terra Nova Asset Management
New York
– -$1.74M -95,184 Closed
FFN
146
Focus Financial Network
Minnesota
– -$1.58M -86,007 Closed
ACM
147
Ascendant Capital Management
California
– -$1.33M -73,000 Closed
APW
148
Aurora Private Wealth
New Jersey
– -$1.28M -69,763 Closed
RWA
149
Redhawk Wealth Advisors
Minnesota
– -$367K -20,077 Closed
GI
150
Gradient Investments
Minnesota
– -$268K -14,650 Closed
3 4 5
6
7

PTY Hedge Fund Activity: Q4 2021 in Review

148 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2021, worth a combined $164M — down 12% from $187M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PTY positions and 17 closed out — a net gain of 14 holders — while 45 added to existing stakes and 37 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $1.27M. The largest seller was Kestra Advisory Services, cutting an estimated $4.11M.

  • 148 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2021, up from 138 in Q3 2021.
  • Funds reported $164M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2021, down 12% quarter-over-quarter.
  • 31 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2021 and 17 closed out, a net change of +14 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2021 was Osaic Holdings, an estimated $1.27M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2021 was Kestra Advisory Services, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2021.