We are live on ! Find out more
PTY icon

PIMCO Corporate & Income Opportunity Fund
PTY

138 hedge funds and large institutions have $187M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

74% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 31

8% more capital invested

Capital invested by funds: $174M → $187M (+$13.1M)

5% more funds holding

Funds holding: 131 → 138 (+7)

1.3% more ownership

Funds ownership: 7.96% → 9.27% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
138
Holders Change
+7
Holders Change %
+5.34%
% of All Funds
2.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
54
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$15M
2
KAS
Kestra Advisory Services
Texas
+$4.9M
3
CAN
Cetera Advisor Networks
California
+$2.99M
4
Morgan Stanley
Morgan Stanley
New York
+$2.68M
5
TNAM
Terra Nova Asset Management
New York
+$1.9M

Top Sellers

1
BPA
Beacon Pointe Advisors
California
-$1.9M
2
XF
XML Financial
Maryland
-$1.83M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.07M
4
US Bancorp
US Bancorp
Minnesota
-$953K
5
FAIM
Financial Advocates Investment Management
Washington
-$702K
Name Holding Trade Value Shares
Change 		Change in
Stake
PGFC
51
Peapack-Gladstone Financial Corp
New Jersey
$508K – – –
XF
52
XML Financial
Maryland
$505K -$1.83M -91,593 -77%
WAP
53
Wealthcare Advisory Partners
Pennsylvania
$466K +$88.4K +4,432 +21%
OC
54
Oarsman Capital
Wisconsin
$463K +$3.49K +175 +0.7%
AIC
55
Ameritas Investment Company
Nebraska
$449K +$352K +17,631 +256%
MAFM
56
Mid Atlantic Financial Management
Pennsylvania
$436K +$53.9K +2,700 +13%
APA
57
American Portfolios Advisors
New York
$389K +$202K +10,112 +91%
Mariner
58
Mariner
Kansas
$380K +$38.2K +1,914 +10%
RWA
59
Redhawk Wealth Advisors
Minnesota
$367K +$400K +20,077 New
SA
60
SRH Advisors
Kansas
$366K – – –
Millennium Management
61
Millennium Management
New York
$365K +$398K +19,938 New
Stifel Financial
62
Stifel Financial
Missouri
$353K -$45.7K -2,293 -11%
UCFA
63
United Capital Financial Advisors
Texas
$350K +$38.9K +1,950 +11%
GCP
64
Gill Capital Partners
Colorado
$342K -$39K -1,955 -9%
C
65
Certuity
Florida
$335K -$6.52K -327 -2%
ASN
66
Advisory Services Network
Georgia
$334K +$347K +17,416 +2,018%
BWA
67
Beam Wealth Advisors
Louisiana
$329K +$59.5K +2,984 +20%
HighTower Advisors
68
HighTower Advisors
Illinois
$312K +$20.5K +1,030 +6%
AFP
69
Ausdal Financial Partners
Iowa
$310K +$338K +16,948 New
TA
70
TFG Advisers
Michigan
$308K +$2.97K +149 +0.9%
LNC
71
Lincoln National Corp
Pennsylvania
$302K -$41.5K -2,083 -11%
WT
72
Whittier Trust
California
$290K +$55.8K +2,800 +21%
Bank of New York Mellon
73
Bank of New York Mellon
New York
$271K +$45.7K +2,289 +18%
GI
74
Gradient Investments
Minnesota
$268K – – –
AWM
75
AE Wealth Management
Kansas
$262K +$6.72K +337 +2%
1 2
3
4 5

PTY Hedge Fund Activity: Q3 2021 in Review

138 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2021, worth a combined $187M — up 7.5% from $174M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PTY positions and 11 closed out — a net gain of 9 holders — while 54 added to existing stakes and 31 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $15M. The largest seller was Beacon Pointe Advisors, cutting an estimated $1.9M.

  • 138 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2021, up from 131 in Q2 2021.
  • Funds reported $187M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $15M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2021 was Beacon Pointe Advisors, an estimated $1.9M sold.

Based on aggregated 13F filings for Q3 2021.