Certuity’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Certuity’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-18,182	Closed	-$301K	–	321
2021 Q4	$301K	Sell	18,182 -133	-0.7%	-$2.37K	0.06%	211
2021 Q3	$335K	Sell	18,315 -327	-2%	-$6.52K	0.07%	246
2021 Q2	$369K	Buy	18,642 +1,547	+9%	+$29.9K	0.09%	184
2021 Q1	$312K	Buy	17,095 +5,817	+52%	+$105K	0.08%	197
2020 Q4	$201K	Buy	+11,278	New	+$192K	0.06%	223

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

Certuity's PTY Position: Q1 2022 in Review

Certuity sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q1 2022, closing a stake of 18,182 shares — an estimated $301K sold.

Certuity first reported a position in PTY in Q4 2020 and held it in 5 quarters. The position peaked at $369K in Q2 2021. 142 funds tracked by Wall St. Rank hold PTY as of Q1 2022.

Certuity reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q1 2022 after selling out during the quarter.
Certuity sold 18,182 PIMCO Corporate & Income Opportunity Fund shares in Q1 2022, an estimated $301K.
Certuity first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2020 and held it in 5 quarters.
Certuity's PIMCO Corporate & Income Opportunity Fund position peaked at $369K in Q2 2021.
142 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q1 2022.

Based on Certuity's 13F filing for Q1 2022, filed 6 May 2022.