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PIMCO Corporate & Income Opportunity Fund
PTY

125 hedge funds and large institutions have $160M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 47 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

88% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 25

8% more funds holding

Funds holding: 116 → 125 (+9)

4% more capital invested

Capital invested by funds: $155M → $160M (+$5.66M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.22% less ownership

Funds ownership: 8.14% → 7.92% (-0.22%)

Holders
125
Holders Change
+9
Holders Change %
+7.76%
% of All Funds
2.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
47
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFC
SYM Financial Corp
Indiana
+$2.48M
2
BWA
BDO Wealth Advisors
Florida
+$1.75M
3
FFN
Focus Financial Network
Minnesota
+$1.16M
4
SPIA
Steward Partners Investment Advisory
New York
+$962K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$799K

Top Sellers

Rank Fund Capital Flow
1
KAS
Kestra Advisory Services
Texas
-$3.98M
2
Morgan Stanley
Morgan Stanley
New York
-$2.88M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.13M
4
BPA
Beacon Pointe Advisors
California
-$2.1M
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$561K
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$1.23M -$323K -17,957 -21%
RJA
27
Raymond James & Associates
Florida
$1.2M +$294K +16,377 +33%
CWM
28
Cornerstone Wealth Management
Missouri
$1.19M +$7.06K +393 +0.6%
FFN
29
Focus Financial Network
Minnesota
$1.19M +$1.16M +64,467 New
APW
30
Aurora Private Wealth
New Jersey
$1.17M +$17.2K +958 +2%
CF
31
Centaurus Financial
California
$1.16M -$38.1K -2,118 -3%
HCM
32
Hollencrest Capital Management
California
$1.09M – – –
US Bancorp
33
US Bancorp
Minnesota
$1.08M +$31.5K +1,751 +3%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$1M +$40.3K +2,242 +4%
HB
35
Homrich & Berg
Georgia
$1M +$2.93K +163 +0.3%
SPIA
36
Steward Partners Investment Advisory
New York
$978K +$962K +53,521 New
M&T Bank
37
M&T Bank
New York
$970K – – –
AF
38
Advisornet Financial
Minnesota
$947K +$24K +1,337 +3%
Wells Fargo
39
Wells Fargo
California
$876K -$125K -6,935 -13%
MAFM
40
Mid Atlantic Financial Management
Pennsylvania
$832K +$230K +12,800 +39%
KAS
41
Kestra Advisory Services
Texas
$798K -$3.98M -221,480 -84%
DADC
42
D.A. Davidson & Co
Montana
$726K – – –
HWA
43
HCR Wealth Advisors
California
$711K +$89.3K +4,969 +15%
FAIM
44
Financial Advocates Investment Management
Washington
$705K -$23.5K -1,308 -3%
CAM
45
Covenant Asset Management
New Jersey
$662K – – –
SFS
46
Sowell Financial Services
Arkansas
$648K +$270K +15,022 +84%
NL
47
NWAM LLC
Washington
$600K +$35.1K +1,953 +6%
HI
48
Harbour Investments
Wisconsin
$579K +$569K +31,668 New
OC
49
Oarsman Capital
Wisconsin
$565K -$40.9K -2,275 -7%
IFG
50
Independent Financial Group
California
$534K -$18.2K -1,011 -3%
1
2
3 4 5

PTY Hedge Fund Activity: Q1 2021 in Review

125 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2021, worth a combined $160M — up 3.7% from $155M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PTY positions and 6 closed out — a net gain of 11 holders — while 47 added to existing stakes and 25 trimmed.

The largest buyer was SYM Financial Corp, adding an estimated $2.48M. The largest seller was Kestra Advisory Services, cutting an estimated $3.98M.

  • 125 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2021, up from 116 in Q4 2020.
  • Funds reported $160M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2021, up 3.7% quarter-over-quarter.
  • 17 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2021 and 6 closed out, a net change of +11 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2021 was SYM Financial Corp, an estimated $2.48M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2021 was Kestra Advisory Services, an estimated $3.98M sold.

Based on aggregated 13F filings for Q1 2021.