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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$491K +$12K +1,182 +3%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$415K -$19K -1,879 -4%
CS
28
Credit Suisse
Switzerland
$404K +$4.15K +410 +1%
Barclays
29
Barclays
United Kingdom
$403K
SRC
30
Shufro Rose & Co
New York
$330K
SNC
31
Stifel Nicolaus & Co
Missouri
$293K -$27.1K -2,675 -9%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$248K -$42.1K -4,151 -15%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$200K +$142K +14,000 +249%
SB
34
Suntrust Banks
Georgia
$200K +$199K +19,627 New
IAS
35
IMA Advisory Services
Colorado
$169K +$10.1K +1,000 +6%
MWR
36
McAdams Wright Ragen
Washington
$156K
US Bancorp
37
US Bancorp
Minnesota
$153K +$7.6K +750 +5%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$146K +$638 +63 +0.4%
VKH
39
Virtu KCG Holdings
New York
$139K +$138K +13,588 New
WS
40
Wedbush Securities
California
$113K -$18.9K -1,863 -14%
TU
41
TDAM USA
Ontario, Canada
$110K +$109K +10,760 New
SF
42
Synovus Financial
Georgia
$109K +$1.38K +136 +1%
CAN
43
Cetera Advisor Networks
California
$106K -$33.5K -3,309 -24%
USGIU
44
U.S. Global Investors (USGI)
Texas
$100K -$20.3K -2,000 -20%
TRCT
45
Tower Research Capital (TRC)
New York
$63K +$20.7K +2,044 +49%
MFS
46
MSI Financial Services
Massachusetts
$56K -$8.36K -825 -13%
First Manhattan
47
First Manhattan
New York
$51K
IMS
48
Index Management Solutions
Pennsylvania
$48K +$47.2K +4,661 New
HCM
49
Highlander Capital Management
New Jersey
$40.6K
Ameriprise
50
Ameriprise
Minnesota
$16K