TDAM USA’s PIMCO Income Strategy Fund II PFN Stock Holding History

TDAM USA’s Portfolio PFN Stock Details PFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-10,760	Closed	-$110K	–	349
2013 Q3	$110K	Buy	+10,760	New	+$109K	0.01%	291

Other funds holding PFN

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

TDAM USA's PFN Position: Q4 2013 in Review

TDAM USA sold out of PIMCO Income Strategy Fund II (PFN) in Q4 2013, closing a stake of 10,760 shares — an estimated $110K sold.

TDAM USA first reported a position in PFN in Q3 2013 and held it in 1 quarter. The position peaked at $110K in Q3 2013. 70 funds tracked by Wall St. Rank hold PFN as of Q4 2013.

TDAM USA reported no remaining PIMCO Income Strategy Fund II position as of Q4 2013 after selling out during the quarter.
TDAM USA sold 10,760 PIMCO Income Strategy Fund II shares in Q4 2013, an estimated $110K.
TDAM USA first reported a position in PIMCO Income Strategy Fund II in Q3 2013 and held it in 1 quarter.
TDAM USA's PIMCO Income Strategy Fund II position peaked at $110K in Q3 2013.
70 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q4 2013.

Based on TDAM USA's 13F filing for Q4 2013, filed 7 Feb 2014.