U.S. Global Investors (USGI)’s PIMCO Income Strategy Fund II PFN Stock Holding History

U.S. Global Investors (USGI)’s Portfolio PFN Stock Details PFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-10,000	Closed	-$104K	–	350
2014 Q1	$104K	Hold	10,000	–	–	0.02%	277
2013 Q4	$99K	Buy	10,000 +2,000	+25%	+$20.3K	0.02%	295
2013 Q3	$100K	Sell	8,000 -2,000	-20%	-$20.3K	0.02%	287
2013 Q2	$105K	Buy	+10,000	New	+$112K	0.02%	286

Other funds holding PFN

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

U.S. Global Investors (USGI)'s PFN Position: Q2 2014 in Review

U.S. Global Investors (USGI) sold out of PIMCO Income Strategy Fund II (PFN) in Q2 2014, closing a stake of 10,000 shares — an estimated $104K sold.

U.S. Global Investors (USGI) first reported a position in PFN in Q2 2013 and held it in 4 quarters. The position peaked at $105K in Q2 2013. 69 funds tracked by Wall St. Rank hold PFN as of Q2 2014.

U.S. Global Investors (USGI) reported no remaining PIMCO Income Strategy Fund II position as of Q2 2014 after selling out during the quarter.
U.S. Global Investors (USGI) sold 10,000 PIMCO Income Strategy Fund II shares in Q2 2014, an estimated $104K.
U.S. Global Investors (USGI) first reported a position in PIMCO Income Strategy Fund II in Q2 2013 and held it in 4 quarters.
U.S. Global Investors (USGI)'s PIMCO Income Strategy Fund II position peaked at $105K in Q2 2013.
69 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q2 2014.

Based on U.S. Global Investors (USGI)'s 13F filing for Q2 2014, filed 14 Aug 2014.